We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCC icon
2376
WisdomTree Enhanced Commodity Strategy Fund
GCC
$281M
$47K ﹤0.01%
2,269
+500
+28% +$11.2K
ONON icon
2377
On Holding
ONON
$12.9B
$47K ﹤0.01%
2,938
– –
QABA icon
2378
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.7M
$47K ﹤0.01%
933
– –
RNG icon
2379
RingCentral
RNG
$5.38B
$47K ﹤0.01%
1,206
-12
-1% -$575
SHYG icon
2380
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$47K ﹤0.01%
1,180
-1,957
-62% -$80.9K
SMMD icon
2381
iShares Russell 2500 ETF
SMMD
$3.73B
$47K ﹤0.01%
+959
New +$52.9K
SVM
2382
Silvercorp Metals
SVM
$2.7B
$47K ﹤0.01%
20,219
– –
VIXY icon
2383
ProShares VIX Short-Term Futures ETF
VIXY
$197M
$47K ﹤0.01%
140
+7
+5% +$2.13K
WIX icon
2384
WIX.com
WIX
$2.61B
$47K ﹤0.01%
627
+213
+51% +$14.7K
GRID
2385
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$46K ﹤0.01%
612
+212
+53% +$17.8K
REZI icon
2386
Resideo Technologies
REZI
$3.67B
$46K ﹤0.01%
2,429
-1,145
-32% -$24.3K
SPR
2387
DELISTED
Spirit AeroSystems
SPR
$46K ﹤0.01%
2,104
+268
+15% +$8.15K
BSCO
2388
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$46K ﹤0.01%
2,280
-1,384
-38% -$28.6K
AYX
2389
DELISTED
Alteryx Inc
AYX
$46K ﹤0.01%
831
-241
-22% -$14.1K
BHC icon
2390
Bausch Health
BHC
$2.37B
$45K ﹤0.01%
6,640
+1,000
+18% +$6.95K
JETS icon
2391
US Global Jets ETF
JETS
$821M
$45K ﹤0.01%
3,025
-1,002
-25% -$17.4K
MCR
2392
DELISTED
MFS Charter Income Trust
MCR
$45K ﹤0.01%
7,581
-355
-4% -$2.31K
ONT
2393
Onterris Inc
ONT
$546M
$45K ﹤0.01%
1,362
-1,115
-45% -$44.2K
PEJ icon
2394
Invesco Leisure and Entertainment ETF
PEJ
$306M
$45K ﹤0.01%
1,325
+625
+89% +$24.2K
PRG icon
2395
PROG Holdings
PRG
$1.68B
$45K ﹤0.01%
3,043
-33
-1% -$619
PRGO icon
2396
Perrigo
PRGO
$1.75B
$45K ﹤0.01%
1,282
+532
+71% +$21.4K
TRTX
2397
TPG RE Finance Trust
TRTX
$608M
$45K ﹤0.01%
6,557
+700
+12% +$6.66K
CUTR
2398
DELISTED
Cutera, Inc.
CUTR
$45K ﹤0.01%
1,007
+973
+2,862% +$44.4K
BSJN
2399
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$45K ﹤0.01%
1,974
-121
-6% -$2.83K
CHX
2400
DELISTED
ChampionX
CHX
$44K ﹤0.01%
2,291
+570
+33% +$11.8K
94 95
96
97 98

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.