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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TELL
2376
DELISTED
Tellurian Inc.
TELL
$16K ﹤0.01%
7,234
+1,000
+16% +$2.73K
VRAY
2377
DELISTED
ViewRay, Inc.
VRAY
$16K ﹤0.01%
3,700
-500
-12% -$2.43K
RIDE
2378
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$16K ﹤0.01%
+96
New +$30.2K
CHNG
2379
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$16K ﹤0.01%
788
+386
+96% +$8.94K
WBT
2380
DELISTED
Welbilt, Inc.
WBT
$16K ﹤0.01%
+1,012
New +$15.2K
MTSC
2381
DELISTED
MTS Systems Corp
MTSC
$16K ﹤0.01%
283
– –
STL
2382
DELISTED
Sterling Bancorp
STL
$16K ﹤0.01%
704
+396
+129% +$8.51K
AMCX icon
2383
AMC Global Media
AMCX
$489M
$15K ﹤0.01%
293
+72
+33% +$3.94K
BAND
2384
Bandwidth Inc
BAND
$1.61B
$15K ﹤0.01%
125
– –
BRX icon
2385
Brixmor Property Group
BRX
$9.32B
$15K ﹤0.01%
778
-1,079
-58% -$20.2K
CBRL icon
2386
Cracker Barrel
CBRL
$1.29B
$15K ﹤0.01%
90
-28
-24% -$4.26K
DJCO icon
2387
Daily Journal
DJCO
$778M
$15K ﹤0.01%
50
– –
EG icon
2388
Everest Group
EG
$14.4B
$15K ﹤0.01%
62
+43
+226% +$10.2K
ESNT icon
2389
Essent Group
ESNT
$6.33B
$15K ﹤0.01%
+317
New +$14.1K
FHI icon
2390
Federated Hermes
FHI
$4.72B
$15K ﹤0.01%
500
-1,823
-78% -$53.6K
GME icon
2391
GameStop
GME
$8.6B
$15K ﹤0.01%
320
-2,696
-89% -$79.6K
GSSC icon
2392
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.1B
$15K ﹤0.01%
247
+1
+0.4% +$61
HELE icon
2393
Helen of Troy
HELE
$693M
$15K ﹤0.01%
72
-61
-46% -$13.8K
IOSP icon
2394
Innospec
IOSP
$2.28B
$15K ﹤0.01%
+148
New +$14.6K
IOVA icon
2395
Iovance Biotherapeutics
IOVA
$2.87B
$15K ﹤0.01%
500
– –
LTBR icon
2396
Lightbridge
LTBR
$311M
$15K ﹤0.01%
2,499
– –
LYV icon
2397
Live Nation Entertainment
LYV
$42.1B
$15K ﹤0.01%
185
+4
+2% +$322
MLKN icon
2398
MillerKnoll
MLKN
$1.67B
$15K ﹤0.01%
365
+21
+6% +$804
NDSN icon
2399
Nordson
NDSN
$17.3B
$15K ﹤0.01%
81
+1
+1% +$195
NNOX icon
2400
Nano X Imaging
NNOX
$73.8M
$15K ﹤0.01%
373
+73
+24% +$3.93K
94 95
96
97 98

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.