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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKTR icon
2376
Nektar Therapeutics
NKTR
$2.54B
$6K ﹤0.01%
27
-15
-36% -$3.88K
ORI icon
2377
Old Republic International
ORI
$10.2B
$6K ﹤0.01%
352
+147
+72% +$2.58K
PI icon
2378
Impinj
PI
$5.42B
$6K ﹤0.01%
150
-100
-40% -$3.48K
POR icon
2379
Portland General Electric
POR
$5.64B
$6K ﹤0.01%
160
-20
-11% -$815
PTEN icon
2380
Patterson-UTI
PTEN
$4.2B
$6K ﹤0.01%
1,236
– –
RBC icon
2381
RBC Bearings
RBC
$17.6B
$6K ﹤0.01%
36
-8
-18% -$1.22K
RGR icon
2382
Sturm, Ruger & Co
RGR
$594M
$6K ﹤0.01%
100
– –
RWX icon
2383
State Street SPDR Dow Jones International Real Estate ETF
RWX
$268M
$6K ﹤0.01%
+187
New +$5.93K
SBR
2384
Sabine Royalty Trust
SBR
$1.06B
$6K ﹤0.01%
228
– –
SEM
2385
DELISTED
Select Medical
SEM
$6K ﹤0.01%
431
– –
SFNC icon
2386
Simmons First National
SFNC
$3.38B
$6K ﹤0.01%
285
-34
-11% -$649
SNX icon
2387
TD Synnex
SNX
$20.6B
$6K ﹤0.01%
76
-164
-68% -$12.5K
SPDW icon
2388
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
$6K ﹤0.01%
187
– –
SPXC icon
2389
SPX Corp
SPXC
$10.7B
$6K ﹤0.01%
112
– –
SRCE icon
2390
1st Source
SRCE
$2.1B
$6K ﹤0.01%
161
– –
STC icon
2391
Stewart Information Services
STC
$1.99B
$6K ﹤0.01%
135
– –
TBBK icon
2392
The Bancorp
TBBK
$2.81B
$6K ﹤0.01%
497
– –
TMDX icon
2393
Transmedics
TMDX
$3.05B
$6K ﹤0.01%
+302
New +$4.47K
TME icon
2394
Tencent Music
TME
$16.2B
$6K ﹤0.01%
+316
New +$5.14K
TREE icon
2395
LendingTree
TREE
$454M
$6K ﹤0.01%
23
+1
+5% +$297
VNDA icon
2396
Vanda Pharmaceuticals
VNDA
$297M
$6K ﹤0.01%
500
– –
XRX icon
2397
Xerox
XRX
$429M
$6K ﹤0.01%
277
– –
MFD
2398
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$6K ﹤0.01%
753
+18
+2% +$144
AJRD
2399
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$6K ﹤0.01%
120
+90
+300% +$3.62K
CTT
2400
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$6K ﹤0.01%
699
– –
94 95
96
97 98

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.