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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIBK icon
2351
First Interstate BancSystem
FIBK
$3.56B
$49K ﹤0.01%
1,234
-241
-16% -$9.71K
LGND icon
2352
Ligand Pharmaceuticals
LGND
$6.42B
$49K ﹤0.01%
917
+558
+155% +$32.8K
NUSA icon
2353
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.5M
$49K ﹤0.01%
+2,200
New +$50.9K
PSN icon
2354
Parsons
PSN
$4.93B
$49K ﹤0.01%
1,265
+497
+65% +$20.6K
TCBI icon
2355
Texas Capital Bancshares
TCBI
$4.32B
$49K ﹤0.01%
839
-149
-15% -$8.82K
HCP
2356
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
$49K ﹤0.01%
1,542
+14
+0.9% +$483
AIRC
2357
DELISTED
Apartment Income REIT Corp.
AIRC
$49K ﹤0.01%
1,297
-210
-14% -$8.9K
AOD
2358
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
$48K ﹤0.01%
6,800
+3,956
+139% +$32K
CIL
2359
DELISTED
VictoryShares International Volatility Wtd ETF
CIL
$48K ﹤0.01%
1,516
-35
-2% -$1.27K
DHY
2360
Credit Suisse High Yield Credit Fund
DHY
$243M
$48K ﹤0.01%
27,596
+492
+2% +$950
FLRN icon
2361
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$48K ﹤0.01%
1,607
– –
JMUB icon
2362
JPMorgan Municipal ETF
JMUB
$8.49B
$48K ﹤0.01%
1,000
– –
KBR icon
2363
KBR
KBR
$4.83B
$48K ﹤0.01%
1,113
-241
-18% -$11.9K
KOCT icon
2364
Innovator US Small Cap Power Buffer ETF October
KOCT
$131M
$48K ﹤0.01%
+2,000
New +$50.9K
LEMB icon
2365
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$722M
$48K ﹤0.01%
1,529
-1,261
-45% -$42.5K
MATV icon
2366
Mativ Holdings
MATV
$706M
$48K ﹤0.01%
2,197
+1,983
+927% +$45.4K
PCRX icon
2367
Pacira BioSciences
PCRX
$974M
$48K ﹤0.01%
915
-149
-14% -$8.29K
SHLS icon
2368
Shoals Technologies Group
SHLS
$1.44B
$48K ﹤0.01%
2,230
– –
SLQD icon
2369
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$48K ﹤0.01%
1,028
+182
+22% +$8.81K
SLYG icon
2370
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.18B
$48K ﹤0.01%
724
+194
+37% +$14.6K
TTC icon
2371
Toro Company
TTC
$9.4B
$48K ﹤0.01%
561
-1,887
-77% -$162K
IHIT
2372
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$48K ﹤0.01%
+5,974
New +$50.3K
GRNA
2373
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$48K ﹤0.01%
20,801
+2,700
+15% +$7.07K
CHNG
2374
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$48K ﹤0.01%
1,776
+206
+13% +$5.11K
BCRX icon
2375
BioCryst Pharmaceuticals
BCRX
$2.51B
$47K ﹤0.01%
3,800
– –
93 94
95
96 97

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.