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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKU icon
2326
Bankunited
BKU
$3.36B
$17K ﹤0.01%
400
+255
+176% +$10.5K
CSV icon
2327
Carriage Services
CSV
$570M
$17K ﹤0.01%
500
– –
ELDN icon
2328
Eledon Pharmaceuticals
ELDN
$293M
$17K ﹤0.01%
1,666
– –
ESLT icon
2329
Elbit Systems
ESLT
$40.1B
$17K ﹤0.01%
+125
New +$17.1K
AGNT
2330
AGNT Inc
AGNT
$712M
$17K ﹤0.01%
+375
New +$20K
GLOB icon
2331
Globant
GLOB
$1.62B
$17K ﹤0.01%
83
+5
+6% +$1.06K
MFC icon
2332
Manulife Financial
MFC
$73.6B
$17K ﹤0.01%
823
+228
+38% +$4.54K
NTB icon
2333
Bank of N.T. Butterfield & Son
NTB
$2.46B
$17K ﹤0.01%
448
+447
+44,700% +$15.8K
PBH icon
2334
Prestige Consumer Healthcare
PBH
$2.52B
$17K ﹤0.01%
392
-28
-7% -$1.18K
POST icon
2335
Post Holdings
POST
$3.55B
$17K ﹤0.01%
255
-61
-19% -$4K
PZZA icon
2336
Papa John's
PZZA
$781M
$17K ﹤0.01%
+192
New +$18.1K
SCHP icon
2337
Schwab US TIPS ETF
SCHP
$16.2B
$17K ﹤0.01%
576
-634
-52% -$19.5K
SXT icon
2338
Sensient Technologies
SXT
$5.5B
$17K ﹤0.01%
225
-54
-19% -$4.15K
TMDX icon
2339
Transmedics
TMDX
$2.94B
$17K ﹤0.01%
433
+131
+43% +$4.03K
TTMI icon
2340
TTM Technologies
TTMI
$14.5B
$17K ﹤0.01%
1,176
+327
+39% +$4.64K
VSH icon
2341
Vishay Intertechnology
VSH
$5.34B
$17K ﹤0.01%
+730
New +$17.1K
WTM icon
2342
White Mountains Insurance
WTM
$5.14B
$17K ﹤0.01%
16
-4
-20% -$4.47K
JOYY
2343
JOYY Inc
JOYY
$3.78B
$17K ﹤0.01%
185
+165
+825% +$17.8K
MTTR
2344
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$17K ﹤0.01%
+1,300
New +$20.7K
TRVN
2345
DELISTED
Trevena, Inc.
TRVN
$17K ﹤0.01%
16
– –
PTRA
2346
DELISTED
Proterra Inc. Common Stock
PTRA
$17K ﹤0.01%
+1,000
New +$20.7K
AIMC
2347
DELISTED
Altra Industrial Motion Corp
AIMC
$17K ﹤0.01%
311
+264
+562% +$15.3K
JTD
2348
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$17K ﹤0.01%
+1,146
New +$16.6K
VSPRU
2349
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$17K ﹤0.01%
1,502
-9,747
-87% -$115K
AMCR icon
2350
Amcor
AMCR
$21.7B
$16K ﹤0.01%
282
+17
+6% +$969
92 93
94
95 96

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.