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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
2301
DNP Select Income Fund
DNP
$4.09B
$54K ﹤0.01%
5,305
+4,360
+461% +$48.6K
ESE icon
2302
ESCO Technologies
ESE
$7.79B
$54K ﹤0.01%
737
+575
+355% +$44.6K
FAN icon
2303
First Trust Global Wind Energy ETF
FAN
$277M
$54K ﹤0.01%
3,591
+1
+0% +$18
NHS
2304
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$54K ﹤0.01%
6,873
– –
OUSA icon
2305
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$761M
$54K ﹤0.01%
1,481
+604
+69% +$24.6K
BYM
2306
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$53K ﹤0.01%
4,894
– –
EEFT icon
2307
Euronet Worldwide
EEFT
$2.65B
$53K ﹤0.01%
721
+22
+3% +$2.06K
FTS icon
2308
Fortis
FTS
$28.3B
$53K ﹤0.01%
1,406
+10
+0.7% +$452
GDDY icon
2309
GoDaddy
GDDY
$11.6B
$53K ﹤0.01%
773
-307
-28% -$23.1K
PDD icon
2310
Pinduoduo
PDD
$132B
$53K ﹤0.01%
861
-258
-23% -$15K
RSPD icon
2311
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$336M
$53K ﹤0.01%
+1,533
New +$59.7K
SITE icon
2312
SiteOne Landscape Supply
SITE
$4.34B
$53K ﹤0.01%
519
-361
-41% -$45.2K
SKM icon
2313
SK Telecom
SKM
$12.8B
$53K ﹤0.01%
2,840
+325
+13% +$7.03K
TSEM icon
2314
Tower Semiconductor
TSEM
$28.5B
$53K ﹤0.01%
1,212
-666
-35% -$30.7K
CEQP
2315
DELISTED
Crestwood Equity Partners LP
CEQP
$53K ﹤0.01%
1,927
+427
+28% +$11.4K
CNXT icon
2316
VanEck ChiNext Innovators ETF
CNXT
$109M
$52K ﹤0.01%
1,773
+451
+34% +$16K
FMAO icon
2317
Farmers & Merchants Bancorp
FMAO
$474M
$52K ﹤0.01%
1,966
-1,137
-37% -$33.9K
HAWX icon
2318
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$354M
$52K ﹤0.01%
1,934
+34
+2% +$979
IDRV icon
2319
iShares Self-Driving EV and Tech ETF
IDRV
$138M
$52K ﹤0.01%
1,580
+315
+25% +$12.2K
LBRDA icon
2320
Liberty Broadband Class A
LBRDA
$5.18B
$52K ﹤0.01%
711
+8
+1% +$846
OPRX icon
2321
OptimizeRx
OPRX
$129M
$52K ﹤0.01%
3,509
-129
-4% -$2.55K
TS icon
2322
Tenaris
TS
$27.4B
$52K ﹤0.01%
2,073
+7
+0.3% +$185
BSCM
2323
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$52K ﹤0.01%
2,490
-1,391
-36% -$29.5K
ASX icon
2324
ASE Group
ASX
$82.7B
$51K ﹤0.01%
10,418
-1,722
-14% -$9.7K
CBZ icon
2325
CBIZ
CBZ
$2.95B
$51K ﹤0.01%
1,198
+770
+180% +$33.7K
91 92
93
94 95

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.