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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVTL
2276
DELISTED
Pivotal Software, Inc.
PVTL
– –
-250
Closed -$4K
CRZO
2277
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-698
Closed -$6K
BSCJ
2278
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-28,824
Closed -$608K
STI
2279
DELISTED
SunTrust Banks, Inc.
STI
– –
-84,288
Closed -$5.8M
CBM
2280
DELISTED
Cambrex Corporation
CBM
– –
-254
Closed -$15K
VIAB
2281
DELISTED
Viacom Inc. Class B
VIAB
– –
-20,828
Closed -$500K
NVTR
2282
DELISTED
Nuvectra Corporation Common Stock
NVTR
– –
-443,554
Closed -$604K
MCRN
2283
DELISTED
Milacron Holdings Corp.
MCRN
– –
-150
Closed -$3K
BPL
2284
DELISTED
Buckeye Partners, L.P.
BPL
– –
-1,758
Closed -$72K
LTXB
2285
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-223
Closed -$10K
MDSO
2286
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-346,849
Closed -$31.7M
CTWS
2287
DELISTED
Connecticut Water Service Inc
CTWS
– –
-56
Closed -$4K
VSM
2288
DELISTED
Versum Materials, Inc.
VSM
– –
-1,752
Closed -$93K
AABA
2289
DELISTED
Altaba Inc
AABA
– –
-2,460
Closed -$48K
BID
2290
DELISTED
Sotheby's
BID
– –
-161
Closed -$9K
UPL
2291
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-8,525
Closed -$2K
ZGNX
2292
DELISTED
Zogenix, Inc.
ZGNX
$0 ﹤0.01%
+2
New +$92
WLL
2293
DELISTED
Whiting Petroleum Corporation
WLL
– –
-1
Closed -$1K
IBDM
2294
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
– –
-3,198
Closed -$80K
VEDL
2295
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-383
Closed -$3K
CHU
2296
DELISTED
China Unicom (HONG KONG) Limited
CHU
– –
-395
Closed -$4K
FTR
2297
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
364
+6
+2% +$5
CELG
2298
DELISTED
Celgene Corp
CELG
– –
-23,916
Closed -$2.38M
AUO
2299
DELISTED
AU Optronics Corp
AUO
– –
-1,495
Closed -$4K
TI
2300
DELISTED
Telecom Italia
TI
– –
-175
Closed -$1K
89 90 91
92
93

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.