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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVRD
2251
Tvardi Therapeutics
TVRD
$21.9M
$21K ﹤0.01%
28
-83
-75% -$56.8K
PSTH
2252
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$21K ﹤0.01%
900
+650
+260% +$18.2K
ENBL
2253
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$21K ﹤0.01%
3,270
– –
CVA
2254
DELISTED
Covanta Holding Corporation
CVA
$21K ﹤0.01%
1,557
-683
-30% -$9.76K
EBIX
2255
DELISTED
Ebix Inc
EBIX
$21K ﹤0.01%
675
+563
+503% +$21.7K
AVT icon
2256
Avnet
AVT
$7.97B
$20K ﹤0.01%
504
+141
+39% +$5.45K
BC icon
2257
Brunswick
BC
$5.19B
$20K ﹤0.01%
216
+85
+65% +$7.79K
CLH icon
2258
Clean Harbors
CLH
$16.4B
$20K ﹤0.01%
245
-34
-12% -$2.86K
CWT icon
2259
California Water Service
CWT
$3.06B
$20K ﹤0.01%
381
+20
+6% +$1.11K
FN icon
2260
Fabrinet
FN
$19.2B
$20K ﹤0.01%
+224
New +$19.4K
FR icon
2261
First Industrial Realty Trust
FR
$8.35B
$20K ﹤0.01%
449
-3
-0.7% -$129
HAFC icon
2262
Hanmi Financial
HAFC
$934M
$20K ﹤0.01%
1,022
– –
ITB icon
2263
iShares US Home Construction ETF
ITB
$2.34B
$20K ﹤0.01%
+300
New +$18.5K
J icon
2264
Jacobs Solutions
J
$17.2B
$20K ﹤0.01%
196
+4
+2% +$382
JPI
2265
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$20K ﹤0.01%
800
– –
LTRYW icon
2266
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$503
$20K ﹤0.01%
10,000
– –
MVST icon
2267
Microvast
MVST
$282M
$20K ﹤0.01%
1,700
+1,400
+467% +$22.8K
PRLB icon
2268
Protolabs
PRLB
$2.14B
$20K ﹤0.01%
171
+46
+37% +$7.65K
TEX icon
2269
Terex
TEX
$7.57B
$20K ﹤0.01%
452
– –
USO icon
2270
United States Oil Fund
USO
$1.77B
$20K ﹤0.01%
512
-500
-49% -$19.6K
NKLA
2271
DELISTED
Nikola Corporation Common Stock
NKLA
$20K ﹤0.01%
50
+32
+178% +$18.2K
MARK
2272
DELISTED
Remark Holdings, Inc.
MARK
$20K ﹤0.01%
914
– –
DEX
2273
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$20K ﹤0.01%
2,091
-1,722
-45% -$16.7K
LOKB.U
2274
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$20K ﹤0.01%
2,000
– –
WDR
2275
DELISTED
Waddell & Reed Financial, Inc.
WDR
$20K ﹤0.01%
828
– –
89 90
91
92 93

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.