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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNP
2251
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-65
Closed -$1K
COHR
2252
DELISTED
Coherent Inc
COHR
– –
-72
Closed -$11K
JOBS
2253
DELISTED
51job Inc
JOBS
– –
-13
Closed -$1K
MGLN
2254
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-45
Closed -$3K
BMTC
2255
DELISTED
Bryn Mawr Bank Corp
BMTC
– –
-130
Closed -$5K
ATH
2256
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-138
Closed -$6K
JAX
2257
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
+19
New +$192
IPHI
2258
DELISTED
INPHI CORPORATION
IPHI
$0 ﹤0.01%
+2
New +$137
AIG.WS
2259
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
+7
New +$83
IBDL
2260
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
– –
-3,137
Closed -$80K
HUD
2261
DELISTED
Hudson Ltd. Class A Common Shares
HUD
– –
-1,789
Closed -$22K
GPOR
2262
DELISTED
Gulfport Energy Corp.
GPOR
– –
-651
Closed -$2K
AIMT
2263
DELISTED
Aimmune Therapeutics
AIMT
$0 ﹤0.01%
+2
New +$56
MNK
2264
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
124
– –
AMTD
2265
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-191
Closed -$9K
VQT
2266
DELISTED
iPath S&P VEQTOR ETN
VQT
– –
-150
Closed -$24K
SDRL
2267
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
1
– –
BDXA
2268
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
– –
-33
Closed -$2K
QHC
2269
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
72
– –
AVEO
2270
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-250
Closed -$2K
PKD
2271
DELISTED
Parker Drilling Company
PKD
– –
-1
Closed –
WTRU
2272
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
– –
-127
Closed -$8K
MDR
2273
DELISTED
McDermott International
MDR
– –
-488
Closed -$1K
MDCO
2274
DELISTED
Medicines Co
MDCO
$0 ﹤0.01%
+3
New +$200
GWR
2275
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-64
Closed -$7.11K
89 90
91
92 93

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.