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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
201
Lam Research
LRCX
$386B
$37.4M 0.11%
385,340
+36,430
+10% +$3.2M
WMB icon
202
Williams Companies
WMB
$87.5B
$37.4M 0.11%
960,321
+135,461
+16% +$4.81M
BOXX icon
203
Alpha Architect 1-3 Month Box ETF
BOXX
$13.2B
$37.3M 0.11%
+350,000
New +$37M
ATKR icon
204
Atkore
ATKR
$3.16B
$37.2M 0.11%
195,403
+15,064
+8% +$2.41M
APD icon
205
Air Products & Chemicals
APD
$66.6B
$37.2M 0.11%
153,506
-4,048
-3% -$992K
STLA icon
206
Stellantis
STLA
$21.1B
$36.8M 0.11%
1,301,375
+882,374
+211% +$22M
SSD icon
207
Simpson Manufacturing
SSD
$7.98B
$36.6M 0.11%
178,277
-16,953
-9% -$3.28M
DE icon
208
Deere & Co
DE
$166B
$36.4M 0.11%
88,649
+18,774
+27% +$7.2M
XYZ
209
Block Inc
XYZ
$47.2B
$35.9M 0.1%
424,235
-40,184
-9% -$2.91M
CG icon
210
Carlyle Group
CG
$17.6B
$35.8M 0.1%
762,723
-40,157
-5% -$1.74M
FCFS icon
211
FirstCash
FCFS
$8.98B
$35.4M 0.1%
277,301
-44,457
-14% -$5.15M
SNEX icon
212
StoneX
SNEX
$8.13B
$34.9M 0.1%
1,676,423
+37,020
+2% +$741K
MET icon
213
MetLife
MET
$64B
$34.9M 0.1%
470,657
+14,311
+3% +$998K
DAL icon
214
Delta Air Lines
DAL
$61.2B
$34.6M 0.1%
723,581
-248,808
-26% -$10.3M
APO icon
215
Apollo Global Management
APO
$73.7B
$34.5M 0.1%
306,565
-94,458
-24% -$9.97M
AOA icon
216
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.26B
$34.1M 0.1%
464,639
-60
-0% -$4.23K
MBB icon
217
iShares MBS ETF
MBB
$39B
$33.3M 0.1%
360,013
+119,667
+50% +$11.1M
MGC icon
218
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$32.6M 0.1%
174,547
+20,129
+13% +$3.59M
VCIT icon
219
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$32.2M 0.09%
400,398
+261,169
+188% +$21M
SPAB icon
220
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.75B
$32M 0.09%
1,266,813
+740,332
+141% +$18.7M
VB icon
221
Vanguard Morningstar Small-Cap ETF
VB
$81.5B
$32M 0.09%
140,041
+16,251
+13% +$3.5M
VPU
222
Vanguard Utilities ETF
VPU
$8.29B
$32M 0.09%
224,473
-14,401
-6% -$1.95M
OXY icon
223
Occidental Petroleum
OXY
$55.9B
$31.7M 0.09%
487,840
+34,828
+8% +$2.08M
ARCC icon
224
Ares Capital
ARCC
$14.1B
$31.7M 0.09%
1,522,564
+222,209
+17% +$4.5M
VXUS icon
225
Vanguard Total International Stock ETF
VXUS
$158B
$31.5M 0.09%
521,815
-22,881
-4% -$1.33M
7 8
9
10 11

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.