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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,822
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Mercado Libre
MELI
$97.2B
| $21.3M | 0.11% |
12,699
+24
| +0.2% | +$41.6K |
|
202
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
| $21.3M | 0.11% |
161,625
+26,080
| +19% | +$3.59M |
|
203
Fortinet
FTNT
$123B
| $21.3M | 0.11% |
364,030
+178,660
| +96% | +$10.3M |
|
204
AT&T
T
$157B
| $21.2M | 0.11% |
1,038,326
-28,570
| -3% | -$600K |
|
205
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
| $20.9M | 0.11% |
164,158
+278
| +0.2% | +$36.7K |
|
206
Palo Alto Networks
PANW
$300B
| $20.7M | 0.11% |
259,896
+18,390
| +8% | +$1.29M |
|
207
3M
MMM
$94.5B
| $20.7M | 0.11% |
141,300
+8,916
| +7% | +$1.44M |
|
208
Enterprise Products Partners
EPD
$82B
| $20.6M | 0.11% |
951,945
+169,177
| +22% | +$3.84M |
|
209
iShares Russell 2000 Growth ETF
IWO
$15.1B
| $20.5M | 0.11% |
69,958
+3,353
| +5% | +$1.01M |
|
210
Vanguard Russell 1000 Value ETF
VONV
$21.1B
| $20.2M | 0.11% |
293,986
+23,936
| +9% | +$1.68M |
|
211
Energy Transfer Partners
ET
$69.9B
| $19.9M | 0.1% |
2,082,037
-52,726
| -2% | -$506K |
|
212
Kimberly-Clark
KMB
$36.2B
| $19.9M | 0.1% |
150,224
+32,995
| +28% | +$4.49M |
|
213
Ares Capital
ARCC
$14B
| $19.8M | 0.1% |
976,246
+251,627
| +35% | +$5.04M |
|
214
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| $19.7M | 0.1% |
171,349
+7,913
| +5% | +$925K |
|
215
Varonis Systems
VRNS
$4.98B
| $19.5M | 0.1% |
320,739
-851
| -0.3% | -$53.3K |
|
216
Vanguard Total Bond Market
BND
$158B
| $19.4M | 0.1% |
226,551
-24,050
| -10% | -$2.08M |
|
217
Aflac
AFL
$63.7B
| $19.3M | 0.1% |
370,324
-24,431
| -6% | -$1.34M |
|
218
Workday
WDAY
$42B
| $19.3M | 0.1% |
77,174
+1,128
| +1% | +$279K |
|
219
John Hancock Multifactor Mid Cap ETF
JHMM
$6.12B
| $19.3M | 0.1% |
373,243
+15,528
| +4% | +$817K |
|
220
Healthcare Services Group
HCSG
$1.56B
| $19M | 0.1% |
762,097
+2,598
| +0.3% | +$70.3K |
|
221
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.1B
| $18.9M | 0.1% |
210,638
+6,680
| +3% | +$607K |
|
222
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
| $18.8M | 0.1% |
721,294
+43,586
| +6% | +$1.08M |
|
223
VanEck Semiconductor ETF
SMH
$73B
| $18.3M | 0.1% |
142,618
+4,320
| +3% | +$569K |
|
224
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
| $18.3M | 0.1% |
228,118
+20,190
| +10% | +$1.67M |
|
225
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
| $18.1M | 0.1% |
192,243
+22,885
| +14% | +$2.18M |
|
Similar funds
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,822 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.