We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
(+8.8%)
Cap. Flow
+$77.3M
Cap. Flow
% of AUM
0.96%
Top 10 Holdings %
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Aflac
AFL
|
+$91M |
| 2 |
Allstate
ALL
|
+$38.3M |
| 3 |
WBA
Walgreens Boots Alliance
WBA
|
+$34M |
| 4 |
CHL
China Mobile Limited
CHL
|
+$31M |
| 5 |
Ionis Pharmaceuticals
IONS
|
+$29M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
United Airlines
UAL
|
+$72.5M |
| 2 |
Reinsurance Group of America
RGA
|
+$50.4M |
| 3 |
Progressive
PGR
|
+$45M |
| 4 |
Plains GP Holdings
PAGP
|
+$43.7M |
| 5 |
EOG Resources
EOG
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 17.53% |
| 2 | Financials | 15.11% |
| 3 | Technology | 12.37% |
| 4 | Communication Services | 11.95% |
| 5 | Consumer Discretionary | 8.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
GE Aerospace
GE
$374B
| $5.74M | 0.07% |
103,271
+8,329
| +9% | +$430K |
|
202
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
| $5.7M | 0.07% |
+383,000
| New | +$5.69M |
|
203
CME Group
CME
$96.3B
| $5.67M | 0.07% |
28,230
+24,868
| +740% | +$5.1M |
|
204
Mondelez International
MDLZ
$79.5B
| $5.62M | 0.07% |
101,959
+20,590
| +25% | +$1.1M |
|
205
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
| $5.57M | 0.07% |
172,310
+9,692
| +6% | +$308K |
|
206
Simon Property Group
SPG
$74.4B
| $5.56M | 0.07% |
37,302
+4,725
| +15% | +$708K |
|
207
iShares Morningstar Growth ETF
ILCG
$3.11B
| $5.54M | 0.07% |
132,025
+125,995
| +2,089% | +$5.01M |
|
208
TotalEnergies
TTE
$195B
| $5.52M | 0.07% |
99,791
+3,487
| +4% | +$184K |
|
209
iShares Select Dividend ETF
DVY
$23.5B
| $5.44M | 0.07% |
51,523
+5,755
| +13% | +$593K |
|
|
RTN
210
DELISTED
Raytheon Company
RTN
| $5.44M | 0.07% |
24,760
+7,521
| +44% | +$1.59M |
|
211
US Bancorp
USB
$98.2B
| $5.34M | 0.07% |
90,027
+10,427
| +13% | +$603K |
|
212
Goldman Sachs
GS
$300B
| $5.33M | 0.07% |
23,163
+2,288
| +11% | +$497K |
|
213
Palo Alto Networks
PANW
$270B
| $5.2M | 0.06% |
135,030
+112,194
| +491% | +$4.24M |
|
214
United Parcel Service
UPS
$88.6B
| $5.18M | 0.06% |
44,221
+16,074
| +57% | +$1.9M |
|
215
Lowe's Companies
LOW
$117B
| $5.05M | 0.06% |
42,147
+8,241
| +24% | +$942K |
|
216
iShares Core US Aggregate Bond ETF
AGG
$137B
| $4.99M | 0.06% |
44,398
+20,938
| +89% | +$2.36M |
|
217
iShares MSCI Europe Financials ETF
EUFN
$4.14B
| $4.95M | 0.06% |
253,781
+252,099
| +14,988% | +$4.68M |
|
218
Aramark
ARMK
$15B
| $4.93M | 0.06% |
157,239
-32,538
| -17% | -$1.02M |
|
219
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $4.89M | 0.06% |
77,718
+7,630
| +11% | +$470K |
|
220
iShares MSCI United Kingdom ETF
EWU
$4.14B
| $4.89M | 0.06% |
143,330
-1,630
| -1% | -$53K |
|
221
NextEra Energy
NEE
$181B
| $4.88M | 0.06% |
80,560
+3,380
| +4% | +$197K |
|
222
Union Pacific
UNP
$174B
| $4.88M | 0.06% |
26,966
-3,378
| -11% | -$578K |
|
|
ALTA
223
DELISTED
Altabancorp
ALTA
| $4.88M | 0.06% |
162,312
-180,924
| -53% | -$5.3M |
|
|
NVO
224
Novo Nordisk
NVO
$208B
| $4.86M | 0.06% |
167,932
+36,200
| +27% | +$1M |
|
225
Biogen
BIIB
$30B
| $4.86M | 0.06% |
16,365
-4,192
| -20% | -$1.16M |
|
Similar funds
Rockefeller Capital Management's Q4 2019 Portfolio in Review
As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.
By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.
- Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
- Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
- Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
- Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
- Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
- Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
- Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.
Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.