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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
(-13%)
Cap. Flow
+$87.1M
Cap. Flow
% of AUM
1.53%
Top 10 Holdings %
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$39.9M |
| 2 |
Meta Platforms (Facebook)
META
|
+$32.6M |
| 3 |
ONC
BeOne Medicines Ltd
ONC
|
+$27.1M |
| 4 |
Charter Communications
CHTR
|
+$24.8M |
| 5 |
Royal Caribbean
RCL
|
+$23.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$87M |
| 2 |
Nike
NKE
|
+$76.2M |
| 3 |
TSMC
TSM
|
+$49.6M |
| 4 |
United Airlines
UAL
|
+$32M |
| 5 |
American Water Works
AWK
|
+$30.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 21.35% |
| 2 | Financials | 17.15% |
| 3 | Communication Services | 12.3% |
| 4 | Consumer Discretionary | 11.48% |
| 5 | Technology | 9.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Ally Financial
ALLY
$13.2B
| $1.65M | 0.03% |
72,875
-7,987
| -10% | -$200K |
|
|
AGN
202
DELISTED
Allergan plc
AGN
| $1.62M | 0.03% |
12,084
+11,997
| +13,790% | +$1.97M |
|
203
KeyCorp
KEY
$24.2B
| $1.61M | 0.03% |
109,153
+19,153
| +21% | +$337K |
|
204
Energy Transfer Partners
ET
$70.1B
| $1.61M | 0.03% |
+121,580
| New | +$1.85M |
|
205
Enbridge
ENB
$119B
| $1.59M | 0.03% |
51,117
+35,804
| +234% | +$1.15M |
|
206
Lowe's Companies
LOW
$117B
| $1.53M | 0.03% |
16,577
-2,983
| -15% | -$288K |
|
207
Allison Transmission
ALSN
$9.5B
| $1.45M | 0.03% |
33,000
| – | – |
|
208
Sony
SONY
$137B
| $1.44M | 0.03% |
149,075
| – | – |
|
209
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
| $1.44M | 0.03% |
+30,457
| New | +$1.47M |
|
210
iShares S&P 500 Growth ETF
IVW
$73.8B
| $1.41M | 0.02% |
37,340
-1,200
| -3% | -$48.6K |
|
211
Emerson Electric
EMR
$83.9B
| $1.38M | 0.02% |
23,109
+120
| +0.5% | +$8.09K |
|
212
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
| $1.38M | 0.02% |
+29,405
| New | +$1.48M |
|
213
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
| $1.37M | 0.02% |
+1,085
| New | +$1.37M |
|
214
MGIC Investment
MTG
$6.16B
| $1.36M | 0.02% |
129,963
-14,244
| -10% | -$167K |
|
|
RHT
215
DELISTED
Red Hat Inc
RHT
| $1.33M | 0.02% |
7,562
+7,490
| +10,403% | +$1.19M |
|
216
United Parcel Service
UPS
$88.6B
| $1.28M | 0.02% |
13,135
-50
| -0.4% | -$5.42K |
|
|
MRSH
217
Marsh
MRSH
$90.5B
| $1.28M | 0.02% |
16,037
+15,990
| +34,021% | +$1.33M |
|
218
Trane Technologies
TT
$101B
| $1.27M | 0.02% |
13,975
+13,890
| +16,341% | +$1.37M |
|
219
NextEra Energy
NEE
$181B
| $1.26M | 0.02% |
29,028
+4,984
| +21% | +$218K |
|
220
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.42B
| $1.26M | 0.02% |
37,906
-1,034
| -3% | -$36.3K |
|
221
VanEck Biotech ETF
BBH
$400M
| $1.26M | 0.02% |
+11,340
| New | +$1.37M |
|
|
NVO
222
Novo Nordisk
NVO
$208B
| $1.25M | 0.02% |
54,500
| – | – |
|
223
iShares MSCI Japan ETF
EWJ
$21.9B
| $1.25M | 0.02% |
24,659
+8,417
| +52% | +$462K |
|
224
Crane NXT
CXT
$2.99B
| $1.22M | 0.02% |
+48,816
| New | +$1.45M |
|
225
iShares MSCI France ETF
EWQ
$335M
| $1.21M | 0.02% |
+45,654
| New | +$1.29M |
|
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Rockefeller Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.
By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.
- Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
- Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
- Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
- Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
- Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
- Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
- Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.
Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.