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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELME
2201
Elme Communities
ELME
$144M
$23K ﹤0.01%
1,058
+207
+24% +$4.72K
FJP icon
2202
First Trust Japan AlphaDEX Fund
FJP
$261M
$23K ﹤0.01%
431
– –
JELD icon
2203
JELD-WEN Holding
JELD
$161M
$23K ﹤0.01%
858
– –
JLL icon
2204
Jones Lang LaSalle
JLL
$16.5B
$23K ﹤0.01%
129
-9
-7% -$1.47K
LEG icon
2205
Leggett & Platt
LEG
$1.27B
$23K ﹤0.01%
517
+9
+2% +$401
LNTH icon
2206
Lantheus
LNTH
$6.59B
$23K ﹤0.01%
1,112
– –
PST icon
2207
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$23K ﹤0.01%
1,375
– –
QQEW icon
2208
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
$23K ﹤0.01%
227
-18
-7% -$1.86K
SF
2209
Stifel
SF
$12.7B
$23K ﹤0.01%
572
+200
+54% +$7.79K
TPH
2210
DELISTED
Tri Pointe Homes
TPH
$23K ﹤0.01%
1,150
-800
-41% -$15.7K
VVOS icon
2211
Vivos Therapeutics
VVOS
$4.53M
$23K ﹤0.01%
+140
New +$25K
XPO icon
2212
XPO
XPO
$23.6B
$23K ﹤0.01%
578
+112
+24% +$4.65K
ENG
2213
DELISTED
ENGlobal Corp
ENG
$23K ﹤0.01%
663
+300
+83% +$14.1K
BKI
2214
DELISTED
Black Knight, Inc. Common Stock
BKI
$23K ﹤0.01%
315
-92
-23% -$7.41K
IACA
2215
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
$23K ﹤0.01%
+2,300
New +$27.3K
BATT icon
2216
Amplify Lithium & Battery Technology ETF
BATT
$126M
$22K ﹤0.01%
+1,500
New +$25.7K
CGC
2217
Canopy Growth
CGC
$403M
$22K ﹤0.01%
70
-16
-19% -$5.66K
DAN icon
2218
Dana Inc
DAN
$3.21B
$22K ﹤0.01%
939
+608
+184% +$13.9K
FWONA icon
2219
Liberty Media Series A
FWONA
$23.3B
$22K ﹤0.01%
607
+3
+0.5% +$112
HALO icon
2220
Halozyme
HALO
$12.2B
$22K ﹤0.01%
533
+33
+7% +$1.51K
JEF icon
2221
Jefferies Financial Group
JEF
$12.7B
$22K ﹤0.01%
772
-99
-11% -$2.7K
KALU icon
2222
Kaiser Aluminum
KALU
$3.04B
$22K ﹤0.01%
+206
New +$22.3K
MYGN icon
2223
Myriad Genetics
MYGN
$314M
$22K ﹤0.01%
745
+345
+86% +$9.79K
ORGN
2224
DELISTED
Origin Materials
ORGN
$22K ﹤0.01%
+75
New +$24.7K
RSPG icon
2225
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$586M
$22K ﹤0.01%
570
– –
87 88
89
90 91

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.