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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDXJ icon
2176
VanEck Junior Gold Miners ETF
GDXJ
$8.54B
$12K ﹤0.01%
238
+214
+892% +$11.6K
JBL icon
2177
Jabil
JBL
$35.3B
$12K ﹤0.01%
308
+235
+322% +$8.9K
KOP icon
2178
Koppers
KOP
$956M
$12K ﹤0.01%
415
– –
LPX icon
2179
Louisiana-Pacific
LPX
$5.2B
$12K ﹤0.01%
335
+169
+102% +$5.66K
LXP icon
2180
LXP Industrial Trust
LXP
$3.58B
$12K ﹤0.01%
231
+24
+12% +$1.27K
POWL icon
2181
Powell Industries
POWL
$7.55B
$12K ﹤0.01%
+1,221
New +$10.9K
SAN icon
2182
Banco Santander
SAN
$210B
$12K ﹤0.01%
4,067
-70
-2% -$177
SDIV icon
2183
Global X SuperDividend ETF
SDIV
$1.22B
$12K ﹤0.01%
321
– –
SF
2184
Stifel
SF
$12.7B
$12K ﹤0.01%
372
+147
+65% +$4.36K
TCBI icon
2185
Texas Capital Bancshares
TCBI
$4.32B
$12K ﹤0.01%
216
– –
TGI
2186
DELISTED
Triumph Group
TGI
$12K ﹤0.01%
1,000
– –
VSTM icon
2187
Verastem
VSTM
$615M
$12K ﹤0.01%
500
-167
-25% -$3.35K
CS
2188
DELISTED
Credit Suisse Group
CS
$12K ﹤0.01%
1,022
-7
-0.7% -$81
IMV
2189
DELISTED
IMV Inc. Common Shares
IMV
$12K ﹤0.01%
400
– –
USCR
2190
DELISTED
U S Concrete, Inc.
USCR
$12K ﹤0.01%
310
– –
AHCO icon
2191
AdaptHealth
AHCO
$696M
$11K ﹤0.01%
+300
New +$9.28K
AMKR icon
2192
Amkor Technology
AMKR
$13.1B
$11K ﹤0.01%
754
– –
AQST icon
2193
Aquestive Therapeutics
AQST
$538M
$11K ﹤0.01%
2,202
-1,818
-45% -$10.9K
CARG icon
2194
CarGurus
CARG
$3.35B
$11K ﹤0.01%
366
+98
+37% +$2.42K
CCIF
2195
Carlyle Credit Income Fund
CCIF
$58.3M
$11K ﹤0.01%
+1,184
New +$11.8K
COLD icon
2196
Americold
COLD
$4.17B
$11K ﹤0.01%
324
+222
+218% +$7.99K
VISN
2197
Vistance Networks Inc
VISN
$2.63B
$11K ﹤0.01%
830
-247
-23% -$2.72K
GDDY icon
2198
GoDaddy
GDDY
$11.6B
$11K ﹤0.01%
141
-36
-20% -$2.83K
HAFC icon
2199
Hanmi Financial
HAFC
$939M
$11K ﹤0.01%
1,022
– –
IRTC icon
2200
iRhythm Holdings
IRTC
$4.1B
$11K ﹤0.01%
50
– –
86 87
88
89 90

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.