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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDYV icon
2126
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
$60K ﹤0.01%
855
– –
MORN icon
2127
Morningstar
MORN
$7.53B
$60K ﹤0.01%
175
+23
+15% +$7.12K
PEGA icon
2128
Pegasystems
PEGA
$5.38B
$60K ﹤0.01%
+1,086
New +$64.3K
PII icon
2129
Polaris
PII
$4.07B
$60K ﹤0.01%
560
+39
+7% +$4.59K
URTH icon
2130
iShares MSCI World ETF
URTH
$8.36B
$60K ﹤0.01%
+448
New +$59.5K
APACU
2131
DELISTED
StoneBridge Acquisition Corporation Unit
APACU
$60K ﹤0.01%
+5,873
New +$59.4K
ALTL icon
2132
Pacer Lunt Large Cap Alternator ETF
ALTL
$92M
$59K ﹤0.01%
1,300
– –
COTY icon
2133
Coty
COTY
$2.48B
$59K ﹤0.01%
5,685
– –
EWBC icon
2134
East-West Bancorp
EWBC
$18B
$59K ﹤0.01%
760
-126
-14% -$10.1K
EXPO icon
2135
Exponent
EXPO
$3.24B
$59K ﹤0.01%
511
-93
-15% -$10.9K
FBIN icon
2136
Fortune Brands Innovations
FBIN
$6.06B
$59K ﹤0.01%
665
-263
-28% -$22.8K
MCI
2137
Barings Corporate Investors
MCI
$345M
$59K ﹤0.01%
3,704
+54
+1% +$861
PSCI icon
2138
Invesco S&P SmallCap Industrials ETF
PSCI
$196M
$59K ﹤0.01%
604
+2
+0.3% +$195
RWT
2139
Redwood Trust
RWT
$594M
$59K ﹤0.01%
4,515
+420
+10% +$5.68K
SYNA icon
2140
Synaptics
SYNA
$4.15B
$59K ﹤0.01%
204
+179
+716% +$42.8K
CBH
2141
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$59K ﹤0.01%
6,000
+1,000
+20% +$10.3K
BSCM
2142
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$59K ﹤0.01%
2,760
-2,784
-50% -$59.8K
BLNK icon
2143
Blink Charging
BLNK
$87.9M
$58K ﹤0.01%
2,200
+1,000
+83% +$32.2K
FTEC icon
2144
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$58K ﹤0.01%
430
– –
HOMB icon
2145
Home BancShares
HOMB
$6.18B
$58K ﹤0.01%
2,383
+1,513
+174% +$37.3K
INDI icon
2146
indie Semiconductor
INDI
$854M
$58K ﹤0.01%
4,850
– –
LITE icon
2147
Lumentum
LITE
$69.3B
$58K ﹤0.01%
557
+307
+123% +$28K
MOG.A icon
2148
Moog Inc Class A
MOG.A
$12.8B
$58K ﹤0.01%
719
+504
+234% +$39.1K
PCRX icon
2149
Pacira BioSciences
PCRX
$997M
$58K ﹤0.01%
976
-189
-16% -$10.4K
SM icon
2150
SM Energy
SM
$6.87B
$58K ﹤0.01%
2,000
-84
-4% -$2.62K
84 85
86
87 88

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.