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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMS icon
2076
CMS Energy
CMS
$21.7B
$31K ﹤0.01%
518
-63
-11% -$3.62K
EXPO icon
2077
Exponent
EXPO
$3.28B
$31K ﹤0.01%
319
+12
+4% +$1.13K
FJUL icon
2078
FT Vest US Equity Buffer ETF July
FJUL
$1.26B
$31K ﹤0.01%
920
– –
JOBY icon
2079
Joby Aviation
JOBY
$8.71B
$31K ﹤0.01%
+3,100
New +$37.6K
LBRT icon
2080
Liberty Energy
LBRT
$3.45B
$31K ﹤0.01%
2,800
– –
PAWZ icon
2081
ProShares Pet Care ETF
PAWZ
$33.5M
$31K ﹤0.01%
+441
New +$32.4K
PFGC icon
2082
Performance Food Group
PFGC
$17.9B
$31K ﹤0.01%
546
+46
+9% +$2.43K
SCHE icon
2083
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$31K ﹤0.01%
1,001
+568
+131% +$18.5K
SMTI icon
2084
Sanara MedTech
SMTI
$315M
$31K ﹤0.01%
+1,000
New +$34.7K
IXSE
2085
DELISTED
WisdomTree India Ex-State-Owned Enterprises Fund
IXSE
$31K ﹤0.01%
+1,020
New +$31.2K
TMDI
2086
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$31K ﹤0.01%
+18,730
New +$41.9K
RJA
2087
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$31K ﹤0.01%
4,595
– –
BFAM icon
2088
Bright Horizons
BFAM
$3.81B
$30K ﹤0.01%
178
+127
+249% +$20.9K
GDDY icon
2089
GoDaddy
GDDY
$11.6B
$30K ﹤0.01%
390
+249
+177% +$20K
GTO icon
2090
Invesco Total Return Bond ETF
GTO
$2.47B
$30K ﹤0.01%
536
+2
+0.4% +$114
IMCB icon
2091
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$30K ﹤0.01%
480
– –
IYLD icon
2092
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$30K ﹤0.01%
+1,300
New +$30.8K
LRGF icon
2093
iShares US Equity Factor ETF
LRGF
$3.71B
$30K ﹤0.01%
+738
New +$29K
POWL icon
2094
Powell Industries
POWL
$7.55B
$30K ﹤0.01%
2,694
+1,473
+121% +$15.5K
SKYW icon
2095
Skywest
SKYW
$4.18B
$30K ﹤0.01%
561
-839
-60% -$41.3K
UI icon
2096
Ubiquiti
UI
$34.5B
$30K ﹤0.01%
101
-35
-26% -$11K
XRAY icon
2097
Dentsply Sirona
XRAY
$2.34B
$30K ﹤0.01%
476
-3,649
-88% -$212K
BECN
2098
DELISTED
Beacon Roofing Supply, Inc.
BECN
$30K ﹤0.01%
579
– –
NGA
2099
DELISTED
Northern Genesis Acquisition Corp.
NGA
$30K ﹤0.01%
1,900
+700
+58% +$15.6K
FDT icon
2100
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.3B
$29K ﹤0.01%
490
+2
+0.4% +$118
82 83
84
85 86

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.