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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEB icon
2051
Pebblebrook Hotel Trust
PEB
$2B
$18K ﹤0.01%
987
+36
+4% +$583
PREF icon
2052
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$18K ﹤0.01%
916
+126
+16% +$2.56K
SCL icon
2053
Stepan Co
SCL
$1.47B
$18K ﹤0.01%
155
– –
SR icon
2054
Spire
SR
$4.79B
$18K ﹤0.01%
292
+17
+6% +$1.04K
TEVA icon
2055
Teva Pharmaceuticals
TEVA
$42.1B
$18K ﹤0.01%
1,970
+222
+13% +$2.13K
TRP icon
2056
TC Energy
TRP
$66B
$18K ﹤0.01%
463
-892
-66% -$38K
USFD icon
2057
US Foods
USFD
$23.9B
$18K ﹤0.01%
558
-1,793
-76% -$51.1K
VCYT icon
2058
Veracyte
VCYT
$3.72B
$18K ﹤0.01%
376
+279
+288% +$12.9K
XPO icon
2059
XPO
XPO
$23.5B
$18K ﹤0.01%
466
-20
-4% -$725
CACG
2060
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$18K ﹤0.01%
421
-1,059
-72% -$43.9K
BMY.RT
2061
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$18K ﹤0.01%
27,724
-840
-3% -$1.79K
AL
2062
DELISTED
Air Lease Corp
AL
$17K ﹤0.01%
404
– –
EVR icon
2063
Evercore
EVR
$11.5B
$17K ﹤0.01%
159
+79
+99% +$7.03K
HOPE icon
2064
Hope Bancorp
HOPE
$1.79B
$17K ﹤0.01%
1,632
– –
IYT icon
2065
iShares US Transportation ETF
IYT
$2.27B
$17K ﹤0.01%
316
+236
+295% +$12.6K
MRCY icon
2066
Mercury Systems
MRCY
$6.52B
$17K ﹤0.01%
196
+27
+16% +$2.05K
RSPG icon
2067
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$588M
$17K ﹤0.01%
570
– –
SFM icon
2068
Sprouts Farmers Market
SFM
$7.96B
$17K ﹤0.01%
866
+663
+327% +$13.6K
VERU icon
2069
Veru
VERU
$44.5M
$17K ﹤0.01%
+200
New +$8.28K
WWD icon
2070
Woodward
WWD
$21B
$17K ﹤0.01%
145
+41
+39% +$4.16K
ZWS icon
2071
Zurn Elkay Water Solutions
ZWS
$8.47B
$17K ﹤0.01%
893
– –
TWOU
2072
DELISTED
2U Inc
TWOU
$17K ﹤0.01%
14
-4
-22% -$4.29K
DOOR
2073
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$17K ﹤0.01%
174
-235
-57% -$22.8K
MARK
2074
DELISTED
Remark Holdings, Inc.
MARK
$17K ﹤0.01%
914
– –
IAA
2075
DELISTED
IAA, Inc. Common Stock
IAA
$17K ﹤0.01%
264
-326
-55% -$19.5K
81 82
83
84 85

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.