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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERS icon
2026
Cerus
CERS
$474M
$93K ﹤0.01%
26,047
+25,826
+11,686% +$124K
EMQQ icon
2027
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$273M
$93K ﹤0.01%
3,518
– –
MATX icon
2028
Matsons
MATX
$6.18B
$93K ﹤0.01%
1,514
+865
+133% +$66.5K
SBLK icon
2029
Star Bulk Carriers
SBLK
$3.22B
$93K ﹤0.01%
5,372
+4,122
+330% +$94K
CRF
2030
Cornerstone Total Return Fund
CRF
$1.17B
$92K ﹤0.01%
11,571
+82
+0.7% +$749
HEI.A icon
2031
HEICO Corp Class A
HEI.A
$37.2B
$92K ﹤0.01%
804
+292
+57% +$35.2K
VIR icon
2032
Vir Biotechnology
VIR
$1.49B
$92K ﹤0.01%
4,773
+4,652
+3,845% +$118K
VSDA icon
2033
VictoryShares Dividend Accelerator ETF
VSDA
$251M
$92K ﹤0.01%
2,347
+875
+59% +$38K
ACCD
2034
DELISTED
Accolade Inc
ACCD
$92K ﹤0.01%
8,100
+4,000
+98% +$43.6K
CELL
2035
DELISTED
PhenomeX Inc. Common Stock
CELL
$92K ﹤0.01%
32,307
– –
BLD
2036
DELISTED
TopBuild
BLD
$91K ﹤0.01%
555
+133
+32% +$24.6K
FMHI icon
2037
First Trust Municipal High Income ETF
FMHI
$1.01B
$91K ﹤0.01%
2,017
+17
+0.9% +$816
IMTM icon
2038
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.27B
$91K ﹤0.01%
3,403
-27,064
-89% -$800K
KIE icon
2039
State Street SPDR S&P Insurance ETF
KIE
$688M
$91K ﹤0.01%
2,525
-3,232
-56% -$123K
LZ icon
2040
LegalZoom.com
LZ
$988M
$91K ﹤0.01%
10,698
+9,498
+792% +$98.3K
NTRA icon
2041
Natera
NTRA
$46.4B
$91K ﹤0.01%
2,082
+1,515
+267% +$72.1K
VSS icon
2042
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$91K ﹤0.01%
985
-1,224
-55% -$127K
CDL icon
2043
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$403M
$90K ﹤0.01%
1,713
+37
+2% +$2.18K
IBMQ icon
2044
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$90K ﹤0.01%
3,720
+3,032
+441% +$76.2K
SEIC icon
2045
SEI Investments
SEIC
$12.6B
$90K ﹤0.01%
1,847
+43
+2% +$2.35K
SZNE
2046
DELISTED
Pacer CFRA-Stoval Equal Weight Seasonal Rotation ETF
SZNE
$90K ﹤0.01%
2,919
– –
UBS icon
2047
UBS Group
UBS
$176B
$90K ﹤0.01%
6,296
+5
+0.1% +$80
ARVN icon
2048
Arvinas
ARVN
$572M
$89K ﹤0.01%
2,020
– –
LONA
2049
LeonaBio Inc
LONA
$72.1M
$89K ﹤0.01%
3,010
+2,000
+198% +$69K
JACK icon
2050
Jack in the Box
JACK
$335M
$89K ﹤0.01%
1,212
+472
+64% +$35.8K
80 81
82
83 84

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.