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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Netflix
NFLX
$307B
| $33.3M | 0.13% |
882,770
-112,840
| -11% | -$4.78M |
|
177
Donnelley Financial Solutions
DFIN
$1.18B
| $33.3M | 0.13% |
592,256
+4,505
| +0.8% | +$219K |
|
178
Qualcomm
QCOM
$169B
| $33M | 0.13% |
297,099
-11,249
| -4% | -$1.3M |
|
179
iShares 20+ Year Treasury Bond ETF
TLT
$41.5B
| $32.8M | 0.13% |
369,520
+271,428
| +277% | +$26.1M |
|
180
iShares Gold Trust
IAU
$65.8B
| $32.6M | 0.13% |
932,398
-170,521
| -15% | -$6.22M |
|
181
VanEck Semiconductor ETF
SMH
$72.4B
| $32.5M | 0.13% |
224,140
-2,904
| -1% | -$440K |
|
182
Chubb
CB
$136B
| $32.4M | 0.13% |
155,671
+6,471
| +4% | +$1.31M |
|
183
iShares S&P 500 Growth ETF
IVW
$77.1B
| $32.1M | 0.12% |
469,705
-30,810
| -6% | -$2.18M |
|
184
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
| $32M | 0.12% |
533,481
+4,599
| +0.9% | +$287K |
|
|
VPU
185
Vanguard Utilities ETF
VPU
$8.31B
| $31.8M | 0.12% |
249,281
+20,325
| +9% | +$2.84M |
|
186
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
| $31.6M | 0.12% |
497,041
+8,693
| +2% | +$578K |
|
187
Merit Medical Systems
MMSI
$5.24B
| $31.5M | 0.12% |
456,885
-25,384
| -5% | -$1.83M |
|
188
Prudential Financial
PRU
$41.9B
| $31.5M | 0.12% |
331,806
+22,687
| +7% | +$2.15M |
|
189
Wells Fargo
WFC
$266B
| $31.5M | 0.12% |
770,546
+298,183
| +63% | +$12.9M |
|
190
FirstCash
FCFS
$8.95B
| $31.4M | 0.12% |
312,480
+32,248
| +12% | +$3.05M |
|
191
Constellation Brands
STZ
$22.7B
| $31.4M | 0.12% |
124,788
-6,055
| -5% | -$1.58M |
|
|
192
RTX Corp
RTX
$300B
| $31.2M | 0.12% |
433,710
-330,766
| -43% | -$28.3M |
|
193
Vanguard Real Estate ETF
VNQ
$39B
| $30.7M | 0.12% |
405,467
+40,373
| +11% | +$3.33M |
|
194
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
| $30.4M | 0.12% |
375,253
-64,331
| -15% | -$5.21M |
|
195
T-Mobile US
TMUS
$192B
| $29.9M | 0.12% |
213,817
-9
| -0% | -$1.25K |
|
196
Diamondback Energy
FANG
$53B
| $29.8M | 0.12% |
192,534
+20,582
| +12% | +$3.04M |
|
197
Warner Bros
WBD
$66.2B
| $29.8M | 0.11% |
2,740,997
+1,629,629
| +147% | +$20.3M |
|
198
Roper Technologies
ROP
$38.9B
| $29.6M | 0.11% |
61,160
+3,859
| +7% | +$1.89M |
|
199
Factset
FDS
$9.79B
| $28.9M | 0.11% |
66,130
-11,457
| -15% | -$4.88M |
|
200
Vanguard Total International Stock ETF
VXUS
$158B
| $28.8M | 0.11% |
537,722
+854
| +0.2% | +$47.7K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.