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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
(+24%)
Cap. Flow
+$1B
Cap. Flow
% of AUM
7.59%
Top 10 Holdings %
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$120M |
| 2 |
Globe Life
GL
|
+$115M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$91.5M |
| 4 |
Arch Capital
ACGL
|
+$69.2M |
| 5 |
Amazon
AMZN
|
+$45.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$138M |
| 2 |
GSK
GSK
|
+$98.7M |
| 3 |
Crown Holdings
CCK
|
+$92.3M |
| 4 |
American Water Works
AWK
|
+$54M |
| 5 |
SolarEdge
SEDG
|
+$45.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.64% |
| 2 | Financials | 15.05% |
| 3 | Healthcare | 13.07% |
| 4 | Consumer Discretionary | 9.61% |
| 5 | Communication Services | 7.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
| $16.9M | 0.13% |
191,277
+100,811
| +111% | +$8.49M |
|
177
Chubb
CB
$137B
| $16.9M | 0.13% |
109,610
+6,057
| +6% | +$849K |
|
178
Eli Lilly
LLY
$1.06T
| $16.7M | 0.13% |
98,709
+29,690
| +43% | +$4.43M |
|
|
179
American Water Works
AWK
$26.8B
| $16.5M | 0.13% |
107,523
-350,699
| -77% | -$54M |
|
180
Vanguard FTSE All-World ex-US ETF
VEU
$67.8B
| $16.4M | 0.12% |
280,678
+38,282
| +16% | +$2.09M |
|
181
iShares Core S&P Mid-Cap ETF
IJH
$125B
| $16.3M | 0.12% |
355,110
+36,740
| +12% | +$1.55M |
|
182
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $16.2M | 0.12% |
158,842
+74,039
| +87% | +$7.55M |
|
183
LyondellBasell Industries
LYB
$19.8B
| $15.8M | 0.12% |
172,354
+16,445
| +11% | +$1.34M |
|
184
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
| $15.8M | 0.12% |
254,003
+11,761
| +5% | +$678K |
|
185
Boeing
BA
$184B
| $15.7M | 0.12% |
73,549
+10,594
| +17% | +$2.04M |
|
186
Intercontinental Exchange
ICE
$84.1B
| $15.7M | 0.12% |
136,011
+23,554
| +21% | +$2.44M |
|
187
Inogen
INGN
$176M
| $15.4M | 0.12% |
345,788
+71,599
| +26% | +$2.47M |
|
188
iShares Core US Aggregate Bond ETF
AGG
$137B
| $15.4M | 0.12% |
130,243
+38,673
| +42% | +$4.56M |
|
189
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
| $14.9M | 0.11% |
152,982
+5,796
| +4% | +$558K |
|
190
Goldman Sachs
GS
$301B
| $14.8M | 0.11% |
56,102
+2,315
| +4% | +$515K |
|
191
iShares US Treasury Bond ETF
GOVT
$43.5B
| $14.7M | 0.11% |
540,545
+35,475
| +7% | +$979K |
|
192
Target
TGT
$66.8B
| $14.5M | 0.11% |
82,254
+11,854
| +17% | +$1.98M |
|
193
Kimberly-Clark
KMB
$36.1B
| $14.1M | 0.11% |
104,825
+8,380
| +9% | +$1.17M |
|
194
Union Pacific
UNP
$175B
| $13.8M | 0.1% |
66,230
+13,422
| +25% | +$2.68M |
|
195
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
| $13.8M | 0.1% |
171,312
+9,774
| +6% | +$754K |
|
196
iShares Gold Trust
IAU
$66B
| $13.8M | 0.1% |
379,804
+20,962
| +6% | +$750K |
|
|
FITB
197
Fifth Third Bancorp
FITB
$51.7B
| $13.7M | 0.1% |
498,267
-3,421
| -0.7% | -$86.3K |
|
198
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
| $13.5M | 0.1% |
322,953
+23,100
| +8% | +$900K |
|
199
Palo Alto Networks
PANW
$293B
| $13.4M | 0.1% |
225,876
+35,832
| +19% | +$1.67M |
|
200
Berkshire Hathaway Class A
BRK.A
$1.13T
| $13.2M | 0.1% |
38
+7
| +23% | +$2.32M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.
- Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
- Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
- Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
- Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
- Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
- Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
- Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.
Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.