We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
176
Eaton
ETN
$161B
$7.52M 0.09%
79,398
+9,997
+14% +$888K
VTEB icon
177
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$7.47M 0.09%
139,457
+14,823
+12% +$793K
RDS.B
178
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$7.25M 0.09%
120,801
+10,668
+10% +$628K
DHR icon
179
Danaher
DHR
$137B
$7.23M 0.09%
53,104
+1,689
+3% +$213K
TFC icon
180
Truist Financial
TFC
$63.3B
$7.21M 0.09%
128,006
+122,269
+2,131% +$6.62M
MA icon
181
Mastercard
MA
$502B
$7.15M 0.09%
23,940
+4,140
+21% +$1.17M
ICE icon
182
Intercontinental Exchange
ICE
$85.6B
$7.13M 0.09%
76,996
+7,478
+11% +$694K
XLY icon
183
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$7.05M 0.09%
112,406
+13,458
+14% +$819K
SLB icon
184
SLB Ltd
SLB
$73.6B
$6.98M 0.09%
173,573
+125,807
+263% +$4.49M
LLY icon
185
Eli Lilly
LLY
$1.02T
$6.97M 0.09%
53,007
+10,536
+25% +$1.22M
C icon
186
Citigroup
C
$222B
$6.93M 0.09%
86,757
+29,491
+51% +$2.18M
PRU icon
187
Prudential Financial
PRU
$42.4B
$6.87M 0.09%
73,260
+62,923
+609% +$5.78M
ROST icon
188
Ross Stores
ROST
$80.5B
$6.79M 0.08%
58,317
+2,114
+4% +$238K
PGX icon
189
Invesco Preferred ETF
PGX
$3.81B
$6.75M 0.08%
449,874
+3,822
+0.9% +$57.1K
TD icon
190
Toronto Dominion Bank
TD
$198B
$6.75M 0.08%
120,269
+3,656
+3% +$207K
VGSH icon
191
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$6.73M 0.08%
110,681
+16,437
+17% +$1M
NKE icon
192
Nike
NKE
$61.9B
$6.64M 0.08%
65,558
+3,323
+5% +$313K
BKLN icon
193
Invesco Senior Loan ETF
BKLN
$6.97B
$6.53M 0.08%
286,154
+2,124
+0.7% +$47.9K
FEZ icon
194
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.42B
$6.49M 0.08%
159,079
-11,704
-7% -$460K
SPGI icon
195
S&P Global
SPGI
$121B
$6.46M 0.08%
23,667
-311
-1% -$80.8K
SDY icon
196
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$6.24M 0.08%
58,004
+56,546
+3,878% +$5.94M
ACWI icon
197
iShares MSCI ACWI ETF
ACWI
$32.9B
$6.24M 0.08%
78,708
+1,124
+1% +$85.9K
EL icon
198
Estee Lauder
EL
$30.4B
$6.18M 0.08%
29,918
+2,040
+7% +$396K
RDS.A
199
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$6.06M 0.08%
102,806
+40,239
+64% +$2.35M
ADP icon
200
Automatic Data Processing
ADP
$106B
$5.96M 0.07%
34,935
+488
+1% +$80.8K
6 7
8
9 10

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.