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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
S&P Global
SPGI
$121B
| $5.87M | 0.08% |
23,978
-9,646
| -29% | -$2.41M |
|
177
Nike
NKE
$61.9B
| $5.84M | 0.08% |
62,235
+169
| +0.3% | +$14.5K |
|
|
STI
178
DELISTED
SunTrust Banks, Inc.
STI
| $5.8M | 0.08% |
84,288
-3,518
| -4% | -$225K |
|
179
iShares Russell 1000 Value ETF
IWD
$82.2B
| $5.78M | 0.08% |
45,037
+31,486
| +232% | +$4M |
|
180
Eaton
ETN
$161B
| $5.77M | 0.08% |
69,401
+17,645
| +34% | +$1.43M |
|
181
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $5.74M | 0.08% |
94,244
+93,873
| +25,303% | +$5.72M |
|
182
iShares MSCI ACWI ETF
ACWI
$32.9B
| $5.72M | 0.08% |
77,584
+24,785
| +47% | +$1.82M |
|
183
Dover
DOV
$27.6B
| $5.59M | 0.08% |
56,187
+6,468
| +13% | +$620K |
|
184
Automatic Data Processing
ADP
$106B
| $5.56M | 0.08% |
34,447
+1,854
| +6% | +$306K |
|
185
Estee Lauder
EL
$30.4B
| $5.55M | 0.08% |
27,878
+1,348
| +5% | +$258K |
|
186
iShares MSCI Emerging Markets ETF
EEM
$28.8B
| $5.5M | 0.07% |
134,505
+13,042
| +11% | +$538K |
|
|
VPU
187
Vanguard Utilities ETF
VPU
$8.46B
| $5.48M | 0.07% |
+38,121
| New | +$5.23M |
|
188
Mastercard
MA
$502B
| $5.38M | 0.07% |
19,800
+310
| +2% | +$85.4K |
|
189
Sony
SONY
$137B
| $5.35M | 0.07% |
452,745
+224,330
| +98% | +$2.53M |
|
190
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
| $5.26M | 0.07% |
162,618
+136,824
| +530% | +$4.22M |
|
191
Enterprise Products Partners
EPD
$82.3B
| $5.22M | 0.07% |
182,843
-29,292
| -14% | -$853K |
|
192
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $5.2M | 0.07% |
36,366
+36,057
| +11,669% | +$5.01M |
|
193
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
| $5.18M | 0.07% |
115,801
+11,911
| +11% | +$543K |
|
194
Itaú Unibanco
ITUB
$93.2B
| $5.09M | 0.07% |
832,087
+211,635
| +34% | +$1.37M |
|
195
Simon Property Group
SPG
$74.4B
| $5.07M | 0.07% |
32,577
+7,334
| +29% | +$1.14M |
|
196
iShares Currency Hedged MSCI Japan ETF
HEWJ
$717M
| $5.07M | 0.07% |
162,598
+30,659
| +23% | +$916K |
|
197
TotalEnergies
TTE
$195B
| $5.01M | 0.07% |
96,304
+29,015
| +43% | +$1.5M |
|
198
Vanguard Dividend Appreciation ETF
VIG
$111B
| $4.99M | 0.07% |
41,736
+11,875
| +40% | +$1.4M |
|
199
Union Pacific
UNP
$174B
| $4.92M | 0.07% |
30,344
+10,500
| +53% | +$1.77M |
|
200
Zoetis
ZTS
$32.4B
| $4.86M | 0.07% |
38,963
+7,946
| +26% | +$959K |
|
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Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.