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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEA icon
1901
Lear
LEA
$8.18B
$118K ﹤0.01%
995
+544
+121% +$75.2K
XHB icon
1902
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$118K ﹤0.01%
2,180
-303
-12% -$18.4K
LPTV
1903
DELISTED
Loop Media, Inc.
LPTV
$118K ﹤0.01%
+26,666
New +$126K
ASH icon
1904
Ashland
ASH
$3.5B
$117K ﹤0.01%
1,237
-68
-5% -$6.92K
ATHM icon
1905
Autohome
ATHM
$2.62B
$117K ﹤0.01%
4,081
+1
+0% +$35
CWI icon
1906
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$117K ﹤0.01%
5,541
+287
+5% +$6.76K
EVLV icon
1907
Evolv Technologies
EVLV
$1.1B
$117K ﹤0.01%
55,400
+12,500
+29% +$32.6K
NYF icon
1908
iShares New York Muni Bond ETF
NYF
$1.41B
$117K ﹤0.01%
2,336
+590
+34% +$31K
ALTL icon
1909
Pacer Lunt Large Cap Alternator ETF
ALTL
$92M
$116K ﹤0.01%
3,250
-300
-8% -$12.4K
AMN icon
1910
AMN Healthcare
AMN
$1.4B
$116K ﹤0.01%
1,107
-134
-11% -$14.7K
AOK icon
1911
iShares Core Conservative Allocation ETF
AOK
$793M
$116K ﹤0.01%
+3,581
New +$124K
PRNT icon
1912
The 3D Printing ETF
PRNT
$65M
$116K ﹤0.01%
5,908
-1,326
-18% -$29.4K
AN icon
1913
AutoNation
AN
$6.92B
$115K ﹤0.01%
1,138
-1,287
-53% -$151K
BANF icon
1914
BancFirst
BANF
$3.8B
$115K ﹤0.01%
1,293
+1,290
+43,000% +$132K
LNTH icon
1915
Lantheus
LNTH
$6.59B
$115K ﹤0.01%
1,642
-153
-9% -$11.6K
PHR icon
1916
Phreesia
PHR
$773M
$115K ﹤0.01%
4,524
+3,887
+610% +$97K
PML
1917
PIMCO Municipal Income Fund II
PML
$493M
$115K ﹤0.01%
12,138
-20,664
-63% -$228K
SF
1918
Stifel
SF
$12.6B
$115K ﹤0.01%
3,345
+1,405
+72% +$55.3K
YETI icon
1919
Yeti Holdings
YETI
$3.95B
$115K ﹤0.01%
4,047
+1,343
+50% +$56K
BLFS icon
1920
BioLife Solutions
BLFS
$1.7B
$114K ﹤0.01%
5,037
+4,710
+1,440% +$101K
CMBS icon
1921
iShares CMBS ETF
CMBS
$472M
$114K ﹤0.01%
2,496
-171
-6% -$8.16K
IONS icon
1922
Ionis Pharmaceuticals
IONS
$9.4B
$114K ﹤0.01%
2,581
-7,270
-74% -$306K
KDP icon
1923
Keurig Dr Pepper
KDP
$40.8B
$114K ﹤0.01%
3,207
+881
+38% +$33.3K
TPVG icon
1924
TriplePoint Venture Growth BDC
TPVG
$211M
$114K ﹤0.01%
10,530
+402
+4% +$5.24K
IBML
1925
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$114K ﹤0.01%
4,536
+986
+28% +$25.1K
75 76
77
78 79

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NAMI
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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.