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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TE
1901
T1 Energy
TE
$1.63B
$109K ﹤0.01%
9,811
– –
CXSE icon
1902
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$508M
$108K ﹤0.01%
2,183
-30
-1% -$1.6K
EDV icon
1903
Vanguard World Funds Extended Duration ETF
EDV
$3.27B
$108K ﹤0.01%
774
+574
+287% +$80K
FDMO icon
1904
Fidelity Momentum Factor ETF
FDMO
$958M
$108K ﹤0.01%
2,018
+1,850
+1,101% +$97K
PMX
1905
DELISTED
PIMCO Municipal Income Fund III
PMX
$108K ﹤0.01%
8,500
– –
TILT icon
1906
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$108K ﹤0.01%
593
– –
MNDT
1907
DELISTED
Mandiant, Inc. Common Stock
MNDT
$108K ﹤0.01%
6,189
-222
-3% -$3.9K
NUAN
1908
DELISTED
Nuance Communications, Inc.
NUAN
$108K ﹤0.01%
1,969
-722
-27% -$39.8K
GRN icon
1909
iPath Series B Carbon Exchange-Traded Notes
GRN
$24.3M
$107K ﹤0.01%
3,400
– –
HPP
1910
Hudson Pacific Properties
HPP
$779M
$107K ﹤0.01%
624
-79
-11% -$14.4K
IMCB icon
1911
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$107K ﹤0.01%
1,517
+483
+47% +$33.8K
IYLD icon
1912
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$107K ﹤0.01%
4,471
+33
+0.7% +$791
MMD
1913
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$107K ﹤0.01%
4,953
+56
+1% +$1.19K
NTNX icon
1914
Nutanix
NTNX
$16.9B
$107K ﹤0.01%
3,359
+929
+38% +$31.9K
OUT icon
1915
Outfront Media
OUT
$5.5B
$107K ﹤0.01%
4,064
– –
ITB icon
1916
iShares US Home Construction ETF
ITB
$2.35B
$106K ﹤0.01%
1,283
+26
+2% +$1.96K
SF
1917
Stifel
SF
$12.6B
$106K ﹤0.01%
2,264
+525
+30% +$25.5K
EWZ icon
1918
iShares MSCI Brazil ETF
EWZ
$8.95B
$105K ﹤0.01%
3,778
+151
+4% +$4.54K
FXE icon
1919
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$105K ﹤0.01%
1,000
– –
NULG icon
1920
Nuveen ESG Large-Cap Growth ETF
NULG
$2.78B
$105K ﹤0.01%
1,543
-1,932
-56% -$135K
TOON icon
1921
Kartoon Studios
TOON
$34.9M
$105K ﹤0.01%
10,001
– –
BGB
1922
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$104K ﹤0.01%
7,768
+9
+0.1% +$125
CNP icon
1923
CenterPoint Energy
CNP
$26.8B
$104K ﹤0.01%
3,746
-1,356
-27% -$36.2K
GMF icon
1924
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$104K ﹤0.01%
858
+238
+38% +$29.9K
INFY icon
1925
Infosys
INFY
$50.7B
$104K ﹤0.01%
4,122
+1,147
+39% +$26.7K
75 76
77
78 79

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.