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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HP icon
1901
Helmerich & Payne
HP
$3.71B
$77K ﹤0.01%
2,373
+1,853
+356% +$54.5K
JETS icon
1902
US Global Jets ETF
JETS
$800M
$77K ﹤0.01%
3,200
– –
POST icon
1903
Post Holdings
POST
$3.57B
$77K ﹤0.01%
1,096
+841
+330% +$62K
SF
1904
Stifel
SF
$12.6B
$77K ﹤0.01%
1,809
+1,237
+216% +$55.5K
SHYG icon
1905
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$77K ﹤0.01%
1,676
-6,315
-79% -$289K
BCS icon
1906
Barclays
BCS
$94.1B
$76K ﹤0.01%
8,009
+3,676
+85% +$37.5K
BF.B icon
1907
Brown-Forman Class B
BF.B
$13.1B
$76K ﹤0.01%
1,026
+379
+59% +$28.9K
GRN icon
1908
iPath Series B Carbon Exchange-Traded Notes
GRN
$24.3M
$76K ﹤0.01%
+3,400
New +$67.5K
LGLV icon
1909
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$76K ﹤0.01%
+573
New +$75.8K
FBIN icon
1910
Fortune Brands Innovations
FBIN
$6.06B
$75K ﹤0.01%
901
-117
-11% -$10.2K
FEP icon
1911
First Trust Europe AlphaDEX Fund
FEP
$534M
$75K ﹤0.01%
1,772
+26
+1% +$1.13K
GOF icon
1912
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$75K ﹤0.01%
3,465
+775
+29% +$16.3K
POWW icon
1913
Outdoor Holding Co
POWW
$247M
$75K ﹤0.01%
7,750
+2,750
+55% +$19.5K
CNP icon
1914
CenterPoint Energy
CNP
$26.8B
$74K ﹤0.01%
3,052
+1,483
+95% +$36.4K
DVA icon
1915
DaVita
DVA
$11.7B
$74K ﹤0.01%
616
+438
+246% +$51.8K
JOF
1916
Japan Smaller Capitalization Fund
JOF
$350M
$74K ﹤0.01%
8,251
-5,048
-38% -$46.4K
ON icon
1917
ON Semiconductor
ON
$19.3B
$74K ﹤0.01%
1,944
-1,777
-48% -$69.8K
WEN icon
1918
Wendy's
WEN
$1.46B
$74K ﹤0.01%
3,203
-226
-7% -$5.19K
RIDE
1919
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$74K ﹤0.01%
449
+353
+368% +$54.2K
FSRD
1920
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$74K ﹤0.01%
+7,655
New +$75.4K
CID
1921
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$74K ﹤0.01%
2,262
+28
+1% +$926
KRBN icon
1922
KraneShares Global Carbon Strategy ETF
KRBN
$143M
$73K ﹤0.01%
+2,000
New +$66.6K
QTTB icon
1923
Q32 Bio
QTTB
$464M
$73K ﹤0.01%
559
– –
FEI
1924
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$73K ﹤0.01%
9,330
-2,280
-20% -$17.3K
SAFM
1925
DELISTED
Sanderson Farms Inc
SAFM
$73K ﹤0.01%
+392
New +$65.9K
75 76
77
78 79

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.