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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMAY icon
1876
FT Vest US Equity Deep Buffer ETF May
DMAY
$380M
$123K ﹤0.01%
4,085
– –
MCHB
1877
Mechanics Bancorp
MCHB
$3.68B
$123K ﹤0.01%
4,298
-31
-0.7% -$1.09K
GAP
1878
The Gap Inc
GAP
$7.37B
$123K ﹤0.01%
15,000
-385
-3% -$3.61K
SWCH
1879
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$123K ﹤0.01%
3,672
+297
+9% +$10.1K
FPWR
1880
First Trust EIP Power Solutions ETF
FPWR
$29.4M
$121K ﹤0.01%
+5,017
New +$131K
FNDC icon
1881
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$121K ﹤0.01%
4,496
-129
-3% -$3.93K
MJ icon
1882
Amplify Alternative Harvest ETF
MJ
$105M
$121K ﹤0.01%
2,209
-1,592
-42% -$110K
NVTS icon
1883
Navitas Semiconductor
NVTS
$3.63B
$121K ﹤0.01%
25,086
-2,500
-9% -$13K
USO icon
1884
United States Oil Fund
USO
$1.67B
$121K ﹤0.01%
1,869
+1,525
+443% +$112K
KMF
1885
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$121K ﹤0.01%
17,230
+2,968
+21% +$24.1K
ADCT icon
1886
ADC Therapeutics
ADCT
$144M
$120K ﹤0.01%
24,971
-89
-0.4% -$645
BIPC icon
1887
Brookfield Infrastructure
BIPC
$4.85B
$120K ﹤0.01%
2,960
+994
+51% +$45.7K
FFIN icon
1888
First Financial Bankshares
FFIN
$4.97B
$120K ﹤0.01%
2,890
-157
-5% -$6.75K
BRSL
1889
Brightstar Lottery PLC
BRSL
$2.03B
$120K ﹤0.01%
7,622
-46
-0.6% -$861
IXC icon
1890
iShares Global Energy ETF
IXC
$2.62B
$120K ﹤0.01%
3,611
+913
+34% +$32K
TE
1891
T1 Energy
TE
$1.63B
$120K ﹤0.01%
8,452
+1,141
+16% +$12.7K
LBRT icon
1892
Liberty Energy
LBRT
$3.25B
$119K ﹤0.01%
9,427
+725
+8% +$9.79K
ONC
1893
BeOne Medicines Ltd
ONC
$39.4B
$119K ﹤0.01%
885
+68
+8% +$11.7K
SJI
1894
DELISTED
South Jersey Industries, Inc.
SJI
$119K ﹤0.01%
3,582
-30,773
-90% -$1.05M
BTA
1895
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$118K ﹤0.01%
12,015
+4,000
+50% +$45.5K
CBU icon
1896
Community Bank
CBU
$3.41B
$118K ﹤0.01%
1,965
+1,715
+686% +$113K
DBEU icon
1897
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$118K ﹤0.01%
3,956
+32
+0.8% +$1.03K
DFUS
1898
Dimensional US Equity ETF
DFUS
$21.6B
$118K ﹤0.01%
3,055
+116
+4% +$4.99K
EELV icon
1899
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
$118K ﹤0.01%
5,648
+3,934
+230% +$90.3K
FCG icon
1900
First Trust Natural Gas ETF
FCG
$614M
$118K ﹤0.01%
5,190
+50
+1% +$1.21K
74 75
76
77 78

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.