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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPX icon
1801
First Trust US Equity Opportunities ETF
FPX
$1.49B
$114K ﹤0.01%
925
-4,937
-84% -$627K
LBRDA icon
1802
Liberty Broadband Class A
LBRDA
$5.16B
$114K ﹤0.01%
683
+100
+17% +$17.5K
MUFG icon
1803
Mitsubishi UFJ Financial
MUFG
$254B
$114K ﹤0.01%
19,483
-11,138
-36% -$61.9K
MNDT
1804
DELISTED
Mandiant, Inc. Common Stock
MNDT
$114K ﹤0.01%
6,411
-259
-4% -$4.91K
ESML icon
1805
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
$113K ﹤0.01%
2,915
+626
+27% +$24.8K
FLGT icon
1806
Fulgent Genetics
FLGT
$527M
$113K ﹤0.01%
1,263
+71
+6% +$6.45K
ISD
1807
PGIM High Yield Bond Fund
ISD
$419M
$113K ﹤0.01%
7,000
– –
LOCL icon
1808
Local Bounti
LOCL
$23.5M
$113K ﹤0.01%
+877
New +$113K
BF.B icon
1809
Brown-Forman Class B
BF.B
$13.1B
$112K ﹤0.01%
1,680
+654
+64% +$46.3K
EMO
1810
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$112K ﹤0.01%
5,156
– –
ICLR icon
1811
Icon
ICLR
$12.7B
$112K ﹤0.01%
429
+105
+32% +$25.5K
SNSR icon
1812
Global X Internet of Things ETF
SNSR
$223M
$112K ﹤0.01%
3,095
-129
-4% -$4.77K
ADC icon
1813
Agree Realty
ADC
$9.41B
$111K ﹤0.01%
1,699
-211
-11% -$15.4K
DWX icon
1814
State Street SPDR S&P International Dividend ETF
DWX
$533M
$111K ﹤0.01%
2,925
– –
SWCH
1815
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$111K ﹤0.01%
4,405
+1,405
+47% +$33K
AGI icon
1816
Alamos Gold
AGI
$13.9B
$110K ﹤0.01%
15,333
+227
+2% +$1.75K
BCS icon
1817
Barclays
BCS
$94.1B
$110K ﹤0.01%
10,720
+2,711
+34% +$27K
FBT icon
1818
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$110K ﹤0.01%
668
+179
+37% +$30.6K
IDU icon
1819
iShares US Utilities ETF
IDU
$1.36B
$110K ﹤0.01%
1,400
+3
+0.2% +$248
BODI icon
1820
The Beachbody Company
BODI
$74.8M
$110K ﹤0.01%
400
+100
+33% +$40K
LSXMA
1821
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$110K ﹤0.01%
3,192
-153
-5% -$5.35K
FNDE icon
1822
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10B
$109K ﹤0.01%
3,423
-159
-4% -$5.06K
VIOV icon
1823
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.9B
$109K ﹤0.01%
1,254
-70
-5% -$6.11K
MRO
1824
DELISTED
Marathon Oil Corporation
MRO
$109K ﹤0.01%
8,011
-17,202
-68% -$207K
GBNH
1825
DELISTED
Greenbrook TMS Inc. Common Shares
GBNH
$109K ﹤0.01%
+14,715
New +$156K
71 72
73
74 75

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.