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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBH
1776
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$101K ﹤0.01%
11,750
– –
SRTS icon
1777
Sensus Healthcare
SRTS
$48.9M
$101K ﹤0.01%
32,000
+10,000
+45% +$36.1K
MMU
1778
Western Asset Managed Municipals Fund
MMU
$549M
$100K ﹤0.01%
10,073
+73
+0.7% +$731
CORN icon
1779
Teucrium Corn Fund
CORN
$169M
$87.4K ﹤0.01%
3,937
-8,000
-67% -$192K
ATRA icon
1780
Atara Biotherapeutics
ATRA
$80.4M
$86.8K ﹤0.01%
2,157
– –
RNW icon
1781
ReNew
RNW
$2.27B
$77.5K ﹤0.01%
14,135
-8,600
-38% -$47.1K
KBH icon
1782
KB Home
KBH
$3.54B
$74.2K ﹤0.01%
1,434
-87,853
-98% -$3.96M
SAVE
1783
DELISTED
Spirit Airlines, Inc.
SAVE
$73.6K ﹤0.01%
+4,288
New +$70.2K
PFXF icon
1784
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
$72.9K ﹤0.01%
4,128
-15,810
-79% -$274K
ISD
1785
PGIM High Yield Bond Fund
ISD
$417M
$71.8K ﹤0.01%
5,781
-6,000
-51% -$74K
BNT
1786
Brookfield Wealth Solutions
BNT
$12.3B
$68.7K ﹤0.01%
3,042
-44,136
-94% -$944K
TPIC
1787
DELISTED
TPI Composites
TPIC
$66.3K ﹤0.01%
6,395
-15,000
-70% -$168K
LBTYA icon
1788
Liberty Global Class A
LBTYA
$3.68B
$63.8K ﹤0.01%
+3,782
New +$67.2K
ARKF icon
1789
ARK Blockchain & Fintech Innovation ETF
ARKF
$745M
$62.6K ﹤0.01%
+3,000
New +$57K
CLM icon
1790
Cornerstone Strategic Value Fund
CLM
$2.22B
$58.7K ﹤0.01%
7,112
-32,670
-82% -$255K
MG icon
1791
Mistras Group
MG
$508M
$51.7K ﹤0.01%
6,695
-20,308
-75% -$151K
EWG icon
1792
iShares MSCI Germany ETF
EWG
$1.61B
$50.5K ﹤0.01%
1,767
-6,999
-80% -$201K
LBAI
1793
DELISTED
Lakeland Bancorp Inc
LBAI
$49.9K ﹤0.01%
3,729
-6,821
-65% -$95.2K
ACCD
1794
DELISTED
Accolade Inc
ACCD
$42.1K ﹤0.01%
3,127
-8,973
-74% -$117K
FRC
1795
DELISTED
First Republic Bank
FRC
$31.3K ﹤0.01%
56,911
+27,767
+95% +$339K
NKX icon
1796
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$650M
$15.9K ﹤0.01%
1,382
-25,350
-95% -$288K
USFD icon
1797
US Foods
USFD
$21.8B
$15.2K ﹤0.01%
345
-12,776
-97% -$507K
SPNT icon
1798
SiriusPoint
SPNT
$2.8B
$3.5K ﹤0.01%
388
-35,612
-99% -$326K
TGTX icon
1799
TG Therapeutics
TGTX
$7.11B
$541 ﹤0.01%
21
-26,016
-100% -$672K
GRIN
1800
DELISTED
Grindrod Shipping Holdings Ltd. Ordinary Shares
GRIN
$69 ﹤0.01%
8
-34,623
-100% -$338K
70 71
72
73 74

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.