Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $51.1B
1-Year Est. Return 23.83%
This Quarter Est. Return
1 Year Est. Return
+23.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$45.6B
AUM Growth
+$5.08B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,801
New
Increased
Reduced
Closed

Top Buys

1
+$373M
2
+$101M
3
+$81.1M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$76.7M
5
JPM icon
JPMorgan Chase
JPM
+$63.9M

Top Sells

1
+$1.35B
2
+$165M
3
+$52.4M
4
RGA icon
Reinsurance Group of America
RGA
+$40.9M
5
AZEK
The AZEK Co
AZEK
+$34.9M

Sector Composition

1 Technology 21.2%
2 Financials 9.89%
3 Industrials 6.4%
4 Healthcare 6.09%
5 Consumer Discretionary 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMB
1751
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$198M
– –
-20,000
DNB
1752
DELISTED
Dun & Bradstreet
DNB
– –
-70,920
DOCT icon
1753
FT Vest US Equity Deep Buffer ETF October
DOCT
$381M
– –
-10,971
ESML icon
1754
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.04B
– –
-14,140
FEM icon
1755
First Trust Emerging Markets AlphaDEX Fund
FEM
$477M
– –
-10,146
HRI icon
1756
Herc Holdings
HRI
$4.7B
– –
-77,577
HRL icon
1757
Hormel Foods
HRL
$13.4B
– –
-10,386
HUMA icon
1758
Humacyte
HUMA
$230M
– –
-370,148
IEZ icon
1759
iShares US Oil Equipment & Services ETF
IEZ
$146M
– –
-20,395
INDV icon
1760
Indivior
INDV
$4.39B
– –
-50,210
IOT icon
1761
Samsara
IOT
$25.9B
– –
-51,331
LVS icon
1762
Las Vegas Sands
LVS
$44.8B
– –
-14,318
MHD icon
1763
BlackRock MuniHoldings Fund
MHD
$611M
– –
-28,320
MSD
1764
Morgan Stanley Emerging Markets Debt Fund
MSD
$149M
– –
-25,927
NCV
1765
Virtus Convertible & Income Fund
NCV
$349M
– –
-19,954
NODK icon
1766
NI Holdings
NODK
$273M
– –
-46,487
OGN icon
1767
Organon & Co
OGN
$1.86B
– –
-14,864
OLPX icon
1768
Olaplex Holdings
OLPX
$834M
– –
-164,712
ONB icon
1769
Old National Bancorp
ONB
$8.71B
– –
-17,144
OPFI icon
1770
OppFi
OPFI
$280M
– –
-31,000
OSK icon
1771
Oshkosh
OSK
$8.19B
– –
-10,630
PACK icon
1772
Ranpak Holdings
PACK
$435M
– –
-50,828
PAUG icon
1773
Innovator US Equity Power Buffer ETF August
PAUG
$968M
– –
-11,921
PFLD icon
1774
AAM Low Duration Preferred and Income Securities ETF
PFLD
$478M
– –
-15,309
QQQJ icon
1775
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$737M
– –
-12,270
69 70
71
72 73