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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$51.1B
AUM Growth
+$5.52B
Cap. Flow
+$2.51B
Cap. Flow %
4.91%
Top 10 Hldgs %
25.02%
Holding
4,443
New
2,726
Increased
876
Reduced
774
Closed
17

Top Buys

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.21B
2
SNPS icon
Synopsys
SNPS
+$191M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$104M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$63.2M
5
MELI icon
Mercado Libre
MELI
+$45.6M

Top Sells

Rank Stock Value
1
AMD icon
Advanced Micro Devices
AMD
+$52.3M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$43M
3
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$41.2M
4
ZTS icon
Zoetis
ZTS
+$38.2M
5
SHEL icon
Shell
SHEL
+$36.6M

Sector Composition

Rank Sector Weight
1 Technology 23.55%
2 Financials 9.27%
3 Industrials 6.08%
4 Consumer Discretionary 5.91%
5 Communication Services 5.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYV icon
1726
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$552K ﹤0.01%
+6,226
New +$530K
FNOV icon
1727
FT Vest US Equity Buffer ETF November
FNOV
$1.24B
$547K ﹤0.01%
10,349
-5,092
-33% -$262K
IAK icon
1728
iShares US Insurance ETF
IAK
$548M
$546K ﹤0.01%
+4,071
New +$533K
LAMR icon
1729
Lamar Advertising Co
LAMR
$16.3B
$544K ﹤0.01%
+4,443
New +$552K
FICS icon
1730
First Trust International Developed Capital Strength ETF
FICS
$216M
$544K ﹤0.01%
+14,250
New +$552K
CIEN icon
1731
Ciena
CIEN
$58.4B
$542K ﹤0.01%
+3,722
New +$379K
CFA icon
1732
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$540K ﹤0.01%
+5,940
New +$532K
LFUS icon
1733
Littelfuse
LFUS
$11.6B
$538K ﹤0.01%
+2,075
New +$520K
EES icon
1734
WisdomTree US SmallCap Earnings Fund
EES
$731M
$537K ﹤0.01%
9,613
-1,762
-15% -$95.4K
MTG icon
1735
MGIC Investment
MTG
$6.25B
$536K ﹤0.01%
18,900
+1,892
+11% +$51.6K
HQH
1736
abrdn Healthcare Investors
HQH
$1.32B
$536K ﹤0.01%
29,020
+2,000
+7% +$32.7K
KIE icon
1737
State Street SPDR S&P Insurance ETF
KIE
$688M
$536K ﹤0.01%
+9,030
New +$525K
HTRB icon
1738
Hartford Total Return Bond ETF
HTRB
$2.22B
$534K ﹤0.01%
15,585
+47
+0.3% +$1.6K
IDLV icon
1739
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$534K ﹤0.01%
15,931
+119
+0.8% +$3.99K
VRIG icon
1740
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$530K ﹤0.01%
21,103
+2,537
+14% +$63.7K
BXMX
1741
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$529K ﹤0.01%
36,648
+2,124
+6% +$30K
HYLS icon
1742
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$529K ﹤0.01%
12,577
+1,684
+15% +$70.6K
IFF icon
1743
International Flavors & Fragrances
IFF
$21.9B
$528K ﹤0.01%
+8,580
New +$589K
CNQ icon
1744
Canadian Natural Resources
CNQ
$93.8B
$527K ﹤0.01%
16,482
+4,671
+40% +$146K
BTG icon
1745
B2Gold
BTG
$6.64B
$526K ﹤0.01%
+106,283
New +$418K
FCNCA icon
1746
First Citizens BancShares
FCNCA
$25.3B
$523K ﹤0.01%
+292
New +$576K
IMXI icon
1747
International Money Express
IMXI
$367M
$516K ﹤0.01%
36,972
– –
PID icon
1748
Invesco International Dividend Achievers ETF
PID
$919M
$515K ﹤0.01%
24,233
+8,274
+52% +$174K
PCG icon
1749
PG&E
PCG
$38.5B
$515K ﹤0.01%
34,119
-26,435
-44% -$386K
SSNC icon
1750
SS&C Technologies
SSNC
$18.6B
$514K ﹤0.01%
+5,796
New +$502K
68 69
70
71 72

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Rockefeller Capital Management's Q3 2025 Portfolio in Review

As of Q3 2025, Rockefeller Capital Management held 4,443 positions worth $51.1B, up 12% from $45.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rockefeller Capital Management deployed $2.51B of net new capital in Q3 2025, opening 2,726 new positions and adding to 876 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 87 shares worth $65.6M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Advanced Micro Devices, an estimated $52.3M trimmed.

  • Rockefeller Capital Management's largest Q3 2025 buy was Berkshire Hathaway Class A: 87 shares worth $65.6M.
  • Rockefeller Capital Management added most to Salesforce in Q3 2025, an estimated $1.21B increase.
  • Rockefeller Capital Management's biggest Q3 2025 reduction was Advanced Micro Devices, cutting an estimated $52.3M.
  • Rockefeller Capital Management fully exited Ansys in Q3 2025, selling an estimated $15M.
  • Rockefeller Capital Management's ten largest holdings make up 25% of its $51.1B portfolio in Q3 2025.
  • Rockefeller Capital Management opened 2,726 new positions and closed 17 in Q3 2025.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $51.1B.

Based on Rockefeller Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.