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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STM icon
1726
STMicroelectronics
STM
$50B
– –
-31,491
Closed -$1.58M
TAN icon
1727
Invesco Solar ETF
TAN
$1.49B
– –
-67,496
Closed -$3.6M
TRIP icon
1728
TripAdvisor
TRIP
$1.26B
– –
-10,060
Closed -$217K
U icon
1729
Unity
U
$18.9B
– –
-12,635
Closed -$517K
UPWK icon
1730
Upwork
UPWK
$1.19B
– –
-17,862
Closed -$266K
USAC icon
1731
USA Compression Partners
USAC
$3.74B
– –
-87,611
Closed -$2M
VTC icon
1732
Vanguard Total Corporate Bond ETF
VTC
$1.72B
– –
-10,869
Closed -$842K
XAR icon
1733
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
– –
-29,315
Closed -$3.97M
XBIL icon
1734
US Treasury 6 Month Bill ETF
XBIL
$742M
– –
-63,669
Closed -$3.18M
XME icon
1735
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
– –
-11,206
Closed -$670K
ZTO icon
1736
ZTO Express
ZTO
$17.9B
– –
-47,458
Closed -$1.01M
GAP
1737
The Gap Inc
GAP
$7.37B
– –
-196,443
Closed -$4.11M
AZPN
1738
DELISTED
Aspen Technology Inc
AZPN
– –
-22,113
Closed -$4.87M
BSCO
1739
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-15,294
Closed -$319K
ERF
1740
DELISTED
Enerplus Corporation
ERF
– –
-35,787
Closed -$549K
LTHM
1741
DELISTED
Livent Corporation
LTHM
– –
-185,449
Closed -$3.33M
DOC
1742
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-17,020
Closed -$227K
66 67 68 69
70

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.