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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOM icon
1726
iShares Core Moderate Allocation ETF
AOM
$1.78B
$164K ﹤0.01%
+3,624
New +$164K
AWP
1727
abrdn Global Premier Properties Fund
AWP
$367M
$164K ﹤0.01%
7,995
-3,354
-30% -$64.8K
SPB icon
1728
Spectrum Brands
SPB
$2.07B
$164K ﹤0.01%
1,613
+1,107
+219% +$109K
FNDE icon
1729
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$163K ﹤0.01%
5,297
+1,874
+55% +$59.9K
KTB icon
1730
Kontoor Brands
KTB
$4.26B
$163K ﹤0.01%
3,196
-67
-2% -$3.59K
AIO
1731
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
$162K ﹤0.01%
6,544
+250
+4% +$6.79K
ATRC icon
1732
AtriCure
ATRC
$2.11B
$162K ﹤0.01%
2,341
+215
+10% +$15.6K
ARTY
1733
iShares Future AI & Tech ETF
ARTY
$3.81B
$162K ﹤0.01%
3,919
+226
+6% +$9.89K
EOT
1734
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$161K ﹤0.01%
7,301
– –
HIW icon
1735
Highwoods Properties
HIW
$3.47B
$161K ﹤0.01%
3,612
+438
+14% +$19.8K
DOC
1736
DELISTED
PHYSICIANS REALTY TRUST
DOC
$161K ﹤0.01%
8,588
+657
+8% +$12.1K
RTH icon
1737
VanEck Retail ETF
RTH
$263M
$160K ﹤0.01%
+822
New +$155K
SIVR icon
1738
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$160K ﹤0.01%
7,174
+154
+2% +$3.46K
AER icon
1739
AerCap
AER
$23.8B
$159K ﹤0.01%
2,453
+981
+67% +$60.7K
FIVE icon
1740
Five Below
FIVE
$13.5B
$159K ﹤0.01%
772
+456
+144% +$89.7K
PBW icon
1741
Invesco WilderHill Clean Energy ETF
PBW
$429M
$159K ﹤0.01%
2,236
+17
+0.8% +$1.39K
PTY icon
1742
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$159K ﹤0.01%
9,623
+520
+6% +$9.25K
EGP icon
1743
EastGroup Properties
EGP
$10.9B
$158K ﹤0.01%
694
+128
+23% +$25.7K
FINX icon
1744
Global X FinTech ETF
FINX
$170M
$158K ﹤0.01%
3,988
+975
+32% +$46.2K
RA
1745
Brookfield Real Assets Income Fund
RA
$708M
$158K ﹤0.01%
7,507
– –
MNRL
1746
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
$158K ﹤0.01%
7,537
+249
+3% +$5.43K
BHC icon
1747
Bausch Health
BHC
$2.34B
$157K ﹤0.01%
5,695
-141
-2% -$3.77K
ICLR icon
1748
Icon
ICLR
$12.7B
$157K ﹤0.01%
512
+83
+19% +$23.2K
GER
1749
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$155K ﹤0.01%
15,090
-2,777
-16% -$30.3K
BHK icon
1750
BlackRock Core Bond Trust
BHK
$667M
$154K ﹤0.01%
9,334
– –
68 69
70
71 72

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.