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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSCR icon
1726
Oscar Health
OSCR
$8.54B
$76K ﹤0.01%
+2,829
New +$88.5K
THQ
1727
abrdn Healthcare Opportunities Fund
THQ
$806M
$76K ﹤0.01%
3,500
– –
WSO icon
1728
Watsco Inc
WSO
$13.5B
$76K ﹤0.01%
295
+38
+15% +$9.37K
XHE icon
1729
State Street SPDR S&P Health Care Equipment ETF
XHE
$167M
$76K ﹤0.01%
640
+446
+230% +$53.8K
STOR
1730
DELISTED
STORE Capital Corporation
STOR
$76K ﹤0.01%
2,289
+1,357
+146% +$44.2K
SNPR.U
1731
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
$76K ﹤0.01%
+6,500
New +$85.3K
ORA icon
1732
Ormat Technologies
ORA
$6.87B
$75K ﹤0.01%
956
+775
+428% +$76.7K
UAA icon
1733
Under Armour
UAA
$2.5B
$75K ﹤0.01%
3,428
+33
+1% +$689
AKR icon
1734
Acadia Realty Trust
AKR
$2.78B
$74K ﹤0.01%
3,950
-51,034
-93% -$890K
BIPC icon
1735
Brookfield Infrastructure
BIPC
$4.71B
$74K ﹤0.01%
1,463
+213
+17% +$9.61K
CCOR icon
1736
Core Alternative Capital
CCOR
$28.2M
$74K ﹤0.01%
2,566
-5,011
-66% -$142K
CIL
1737
DELISTED
VictoryShares International Volatility Wtd ETF
CIL
$74K ﹤0.01%
1,754
-656
-27% -$27.8K
EVR icon
1738
Evercore
EVR
$11.5B
$74K ﹤0.01%
565
+406
+255% +$49.6K
FIVE icon
1739
Five Below
FIVE
$13B
$74K ﹤0.01%
393
+75
+24% +$14.1K
IXP icon
1740
iShares Global Comm Services ETF
IXP
$571M
$74K ﹤0.01%
925
– –
RLAY icon
1741
Relay Therapeutics
RLAY
$4.37B
$74K ﹤0.01%
+2,166
New +$94K
VHC icon
1742
VirnetX Holding Corp
VHC
$60.1M
$74K ﹤0.01%
669
– –
PCRX icon
1743
Pacira BioSciences
PCRX
$974M
$73K ﹤0.01%
1,050
+13
+1% +$929
TLRY icon
1744
Tilray
TLRY
$602M
$73K ﹤0.01%
322
+297
+1,188% +$69.6K
APSG.U
1745
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
$73K ﹤0.01%
+7,100
New +$78.7K
FNDX icon
1746
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$72K ﹤0.01%
4,245
+123
+3% +$2K
IYY icon
1747
iShares Dow Jones US ETF
IYY
$3.07B
$72K ﹤0.01%
726
– –
FEP icon
1748
First Trust Europe AlphaDEX Fund
FEP
$531M
$71K ﹤0.01%
1,746
+5
+0.3% +$199
NBH
1749
Neuberger Municipal Fund Inc
NBH
$302M
$71K ﹤0.01%
4,521
– –
NTNX icon
1750
Nutanix
NTNX
$17.4B
$71K ﹤0.01%
2,688
-728
-21% -$22.1K
68 69
70
71 72

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.