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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
S&P Global
SPGI
$121B
| $40.7M | 0.16% |
111,397
+1,810
| +2% | +$712K |
|
152
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
| $39.7M | 0.15% |
359,691
+19,794
| +6% | +$2.18M |
|
153
Enterprise Products Partners
EPD
$81.6B
| $39.3M | 0.15% |
1,436,494
+14,158
| +1% | +$379K |
|
154
Mondelez International
MDLZ
$79.9B
| $38.4M | 0.15% |
555,209
+26,759
| +5% | +$1.93M |
|
155
Bank of America
BAC
$442B
| $38.3M | 0.15% |
1,400,099
+27,926
| +2% | +$826K |
|
156
iShares Russell Mid-Cap ETF
IWR
$57B
| $38M | 0.15% |
549,083
+49,004
| +10% | +$3.57M |
|
|
IBTE
157
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
| $37.1M | 0.14% |
1,556,539
-668,374
| -30% | -$15.9M |
|
158
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.3B
| $37.1M | 0.14% |
1,196,313
+60,660
| +5% | +$1.96M |
|
159
Trimble
TRMB
$13.7B
| $36.9M | 0.14% |
685,174
-58,907
| -8% | -$3.12M |
|
160
Parker-Hannifin
PH
$126B
| $36.7M | 0.14% |
94,337
+7,107
| +8% | +$2.86M |
|
|
PRO
161
DELISTED
PROS Holdings
PRO
| $36.7M | 0.14% |
1,060,749
-104,600
| -9% | -$3.61M |
|
162
Badger Meter
BMI
$4.04B
| $36.4M | 0.14% |
253,285
-68,329
| -21% | -$10.8M |
|
163
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
| $36.3M | 0.14% |
755,544
+233,360
| +45% | +$11.6M |
|
164
Starbucks
SBUX
$121B
| $36.2M | 0.14% |
396,926
-5,540
| -1% | -$544K |
|
165
Apollo Global Management
APO
$74.8B
| $35.7M | 0.14% |
398,033
-81,959
| -17% | -$6.89M |
|
166
Workday
WDAY
$42.1B
| $35.5M | 0.14% |
165,035
+5,024
| +3% | +$1.17M |
|
167
Aflac
AFL
$63.9B
| $35.5M | 0.14% |
461,234
-3,207
| -0.7% | -$238K |
|
168
Tetra Tech
TTEK
$8.78B
| $35.4M | 0.14% |
1,164,165
-168,950
| -13% | -$5.49M |
|
169
iShares S&P 500 Value ETF
IVE
$49.7B
| $35.2M | 0.14% |
228,732
+12,535
| +6% | +$2.03M |
|
170
Fortinet
FTNT
$120B
| $35.2M | 0.14% |
599,288
-9,249
| -2% | -$612K |
|
171
OneMain Financial
OMF
$7.54B
| $35M | 0.13% |
872,072
-259,843
| -23% | -$11.1M |
|
172
Deere & Co
DE
$165B
| $34.8M | 0.13% |
92,113
+37,175
| +68% | +$15.3M |
|
173
Citigroup
C
$231B
| $34.2M | 0.13% |
830,884
-255,845
| -24% | -$11.2M |
|
174
Ford
F
$56.3B
| $33.7M | 0.13% |
2,716,104
-606,622
| -18% | -$7.88M |
|
175
Simpson Manufacturing
SSD
$8.12B
| $33.4M | 0.13% |
222,729
-48,323
| -18% | -$7.35M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.