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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Ecolab
ECL
$78.1B
| $7.47M | 0.1% |
37,749
+12,374
| +49% | +$2.48M |
|
152
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
| $7.43M | 0.1% |
265,403
+142,704
| +116% | +$3.94M |
|
153
Accenture
ACN
$102B
| $7.39M | 0.1% |
38,421
-668
| -2% | -$129K |
|
154
Bank of America
BAC
$435B
| $7.34M | 0.1% |
251,528
+208,619
| +486% | +$6M |
|
155
John Hancock Multifactor Mid Cap ETF
JHMM
$5.92B
| $7.34M | 0.1% |
199,278
+5,214
| +3% | +$190K |
|
156
American Tower
AMT
$80.8B
| $7.29M | 0.1% |
32,943
+3,105
| +10% | +$678K |
|
157
Amgen
AMGN
$208B
| $6.94M | 0.09% |
35,881
+11,382
| +46% | +$2.18M |
|
158
Zions Bancorporation
ZION
$10.2B
| $6.86M | 0.09% |
154,024
+152,902
| +13,628% | +$6.61M |
|
159
Toronto Dominion Bank
TD
$198B
| $6.79M | 0.09% |
116,613
+20,648
| +22% | +$1.17M |
|
160
Target
TGT
$65.6B
| $6.73M | 0.09% |
62,951
+8,798
| +16% | +$837K |
|
161
AbbVie
ABBV
$443B
| $6.72M | 0.09% |
88,798
+31,639
| +55% | +$2.17M |
|
162
Invesco Preferred ETF
PGX
$3.81B
| $6.7M | 0.09% |
446,052
+219,834
| +97% | +$3.27M |
|
163
Invesco S&P 500 Equal Weight ETF
RSP
$97B
| $6.68M | 0.09% |
61,843
+48,336
| +358% | +$5.19M |
|
164
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
| $6.68M | 0.09% |
+124,634
| New | +$6.68M |
|
|
RDS.B
165
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $6.6M | 0.09% |
110,133
+9,296
| +9% | +$555K |
|
166
Danaher
DHR
$137B
| $6.58M | 0.09% |
51,415
+6,866
| +15% | +$860K |
|
167
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.42B
| $6.45M | 0.09% |
170,783
+24,436
| +17% | +$912K |
|
168
Invesco Senior Loan ETF
BKLN
$6.97B
| $6.42M | 0.09% |
284,030
+9,457
| +3% | +$215K |
|
169
Intercontinental Exchange
ICE
$85.6B
| $6.41M | 0.09% |
69,518
+44,870
| +182% | +$4.1M |
|
170
Walmart Inc
WMT
$885B
| $6.36M | 0.09% |
160,755
+15,531
| +11% | +$586K |
|
171
Alibaba
BABA
$293B
| $6.2M | 0.08% |
37,076
+3,054
| +9% | +$525K |
|
|
172
Ross Stores
ROST
$80.5B
| $6.17M | 0.08% |
56,203
-818,504
| -94% | -$86.3M |
|
173
Elevance Health
ELV
$81.5B
| $6.08M | 0.08% |
25,329
-6,090
| -19% | -$1.67M |
|
174
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
| $5.97M | 0.08% |
98,948
+66,580
| +206% | +$4.01M |
|
175
Aramark
ARMK
$15B
| $5.97M | 0.08% |
189,777
+5,435
| +3% | +$153K |
|
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Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.