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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIRT icon
1701
Virtu Financial
VIRT
$4.96B
$80K ﹤0.01%
2,594
-54,564
-95% -$1.5M
WIX icon
1702
WIX.com
WIX
$2.6B
$80K ﹤0.01%
290
-29
-9% -$8.28K
AXNX
1703
DELISTED
Axonics, Inc. Common Stock
AXNX
$80K ﹤0.01%
+1,340
New +$72.9K
FEI
1704
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$80K ﹤0.01%
11,610
-1,100
-9% -$7.14K
BPY
1705
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$80K ﹤0.01%
4,512
– –
LAC
1706
DELISTED
Lithium Americas Corp. Common Shares
LAC
$80K ﹤0.01%
+5,000
New +$93.5K
ALB icon
1707
Albemarle
ALB
$15.5B
$79K ﹤0.01%
547
+537
+5,370% +$86.2K
AVB icon
1708
AvalonBay Communities
AVB
$26.3B
$79K ﹤0.01%
432
-106
-20% -$18.5K
FLRN icon
1709
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$79K ﹤0.01%
2,581
– –
HUBB icon
1710
Hubbell
HUBB
$26.9B
$79K ﹤0.01%
431
+154
+56% +$26.6K
PRG icon
1711
PROG Holdings
PRG
$1.7B
$79K ﹤0.01%
1,824
-62
-3% -$3.09K
XONE
1712
DELISTED
The ExOne Company
XONE
$79K ﹤0.01%
+2,550
New +$80.3K
AER icon
1713
AerCap
AER
$23.5B
$78K ﹤0.01%
1,332
+240
+22% +$11.7K
FBT icon
1714
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$78K ﹤0.01%
489
+119
+32% +$20.4K
FNF icon
1715
Fidelity National Financial
FNF
$12.9B
$78K ﹤0.01%
2,010
+887
+79% +$33.7K
BERY
1716
DELISTED
Berry Global Group, Inc.
BERY
$78K ﹤0.01%
1,408
-3,646
-72% -$189K
SHLX
1717
DELISTED
Shell Midstream Partners, L.P.
SHLX
$78K ﹤0.01%
5,891
– –
ARTNA icon
1718
Artesian Resources
ARTNA
$358M
$77K ﹤0.01%
+1,975
New +$77.2K
BNY
1719
DELISTED
BlackRock New York Municipal Income Trust
BNY
$77K ﹤0.01%
5,000
-10,000
-67% -$150K
VNOM icon
1720
Viper Energy
VNOM
$15.3B
$77K ﹤0.01%
+5,306
New +$81.4K
WWE
1721
DELISTED
World Wrestling Entertainment
WWE
$77K ﹤0.01%
1,425
– –
FUBO icon
1722
FuboTV Inc
FUBO
$271M
$76K ﹤0.01%
287
+272
+1,813% +$117K
IXC icon
1723
iShares Global Energy ETF
IXC
$2.72B
$76K ﹤0.01%
3,100
– –
MXI icon
1724
iShares Global Materials ETF
MXI
$362M
$76K ﹤0.01%
879
+509
+138% +$43.4K
NEU icon
1725
NewMarket
NEU
$8.38B
$76K ﹤0.01%
200
+15
+8% +$6K
67 68
69
70 71

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.