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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGOV icon
1676
First Trust Long Duration Opportunities ETF
LGOV
$621M
– –
-10,862
Closed -$242K
LKQ icon
1677
LKQ Corp
LKQ
$6.28B
– –
-8,107
Closed -$472K
LNC icon
1678
Lincoln National
LNC
$8.88B
– –
-6,035
Closed -$155K
LNT icon
1679
Alliant Energy
LNT
$18B
– –
-7,673
Closed -$403K
LOB icon
1680
Live Oak Bancshares
LOB
$1.97B
– –
-5,530
Closed -$146K
LTC
1681
LTC Properties
LTC
$2.14B
– –
-6,293
Closed -$208K
LUMN icon
1682
Lumen
LUMN
$6.48B
– –
-45,798
Closed -$104K
MAT icon
1683
Mattel
MAT
$4.22B
– –
-968,658
Closed -$18.9M
MAV
1684
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-20,895
Closed -$165K
MCY icon
1685
Mercury Insurance
MCY
$6.01B
– –
-7,193
Closed -$218K
MEAR icon
1686
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
– –
-5,115
Closed -$255K
MELI icon
1687
Mercado Libre
MELI
$91.9B
– –
-8,972
Closed -$10.6M
METV icon
1688
Roundhill Ball Metaverse ETF
METV
$219M
– –
-17,281
Closed -$179K
MG icon
1689
Mistras Group
MG
$504M
– –
-6,695
Closed -$51.7K
MGTX icon
1690
MeiraGTx Holdings
MGTX
$1.2B
– –
-17,040
Closed -$115K
MLM icon
1691
Martin Marietta Materials
MLM
$32.9B
– –
-5,506
Closed -$2.54M
MLPX icon
1692
Global X MLP & Energy Infrastructure ETF
MLPX
$3.56B
– –
-3,992
Closed -$166K
MMIN icon
1693
IQ MacKay Municipal Insured ETF
MMIN
$468M
– –
-6,174
Closed -$149K
MMIT icon
1694
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
– –
-5,000
Closed -$122K
AFGR
1695
First Trust Active Factor Large Cap Growth ETF
AFGR
$96.2M
– –
-17,390
Closed -$376K
MMU
1696
Western Asset Managed Municipals Fund
MMU
$552M
– –
-10,073
Closed -$100K
CALY
1697
Callaway Golf Company
CALY
$3.19B
– –
-8,457
Closed -$168K
MOMO
1698
Hello Group
MOMO
$867M
– –
-15,883
Closed -$153K
MOO icon
1699
VanEck Agribusiness ETF
MOO
$972M
– –
-8,215
Closed -$671K
MRCC
1700
DELISTED
Monroe Capital Corp
MRCC
– –
-22,036
Closed -$180K
66 67
68
69 70

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.