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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TASK icon
1676
TaskUs
TASK
$669M
$152K ﹤0.01%
+2,300
New +$109K
ALB icon
1677
Albemarle
ALB
$15.5B
$151K ﹤0.01%
692
+185
+36% +$39.5K
NBXG
1678
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.2B
$151K ﹤0.01%
7,944
+502
+7% +$9.93K
TGP
1679
DELISTED
Teekay LNG Partners L.P.
TGP
$151K ﹤0.01%
9,735
+13
+0.1% +$192
BYND icon
1680
Beyond Meat
BYND
$277M
$150K ﹤0.01%
1,429
-1,054
-42% -$129K
CTRA
1681
DELISTED
Coterra Energy
CTRA
$150K ﹤0.01%
6,955
-7,213
-51% -$124K
PATH icon
1682
UiPath
PATH
$7.8B
$150K ﹤0.01%
2,872
+2,576
+870% +$156K
SIVR icon
1683
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$150K ﹤0.01%
7,020
+5,281
+304% +$124K
XMLV icon
1684
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$150K ﹤0.01%
2,874
-180
-6% -$9.76K
CLDR
1685
DELISTED
Cloudera, Inc.
CLDR
$150K ﹤0.01%
9,428
-1,107
-11% -$17.6K
CRF
1686
Cornerstone Total Return Fund
CRF
$1.17B
$149K ﹤0.01%
12,326
-1,985
-14% -$23.5K
DBEU icon
1687
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$148K ﹤0.01%
4,336
+70
+2% +$2.44K
DLTR icon
1688
Dollar Tree
DLTR
$25.2B
$148K ﹤0.01%
1,553
-1,320
-46% -$127K
FTDS icon
1689
First Trust Dividend Strength ETF
FTDS
$39.2M
$148K ﹤0.01%
3,152
-11,316
-78% -$546K
ORGN
1690
DELISTED
Origin Materials
ORGN
$148K ﹤0.01%
725
+667
+1,150% +$137K
FIRY
1691
Firy Inc
FIRY
$163M
$148K ﹤0.01%
757
-85
-10% -$22K
TECX
1692
Tectonic Therapeutic
TECX
$606M
$148K ﹤0.01%
2,221
– –
LTHM
1693
DELISTED
Livent Corporation
LTHM
$148K ﹤0.01%
6,417
+38
+0.6% +$853
NUAN
1694
DELISTED
Nuance Communications, Inc.
NUAN
$148K ﹤0.01%
2,691
-132
-5% -$7.26K
ATRC icon
1695
AtriCure
ATRC
$2.11B
$147K ﹤0.01%
2,126
-37
-2% -$2.85K
EMD
1696
Western Asset Emerging Markets Debt Fund
EMD
$616M
$147K ﹤0.01%
10,810
-12,440
-54% -$173K
RLI icon
1697
RLI Corp
RLI
$5.89B
$147K ﹤0.01%
2,952
-100
-3% -$5.32K
ROUS icon
1698
Hartford Multifactor US Equity ETF
ROUS
$726M
$147K ﹤0.01%
3,699
+8
+0.2% +$329
XRAY icon
1699
Dentsply Sirona
XRAY
$2.43B
$147K ﹤0.01%
2,546
+109
+4% +$6.72K
MORT icon
1700
VanEck Mortgage REIT Income ETF
MORT
$373M
$146K ﹤0.01%
7,699
+49
+0.6% +$933
66 67
68
69 70

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.