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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDEV icon
1676
iShares Core MSCI International Developed Markets ETF
IDEV
$32.5B
$52K ﹤0.01%
+850
New +$49.2K
ISBC
1677
DELISTED
Investors Bancorp, Inc.
ISBC
$52K ﹤0.01%
4,984
+176
+4% +$1.61K
ILCV icon
1678
iShares Morningstar Value ETF
ILCV
$1.36B
$51K ﹤0.01%
922
+722
+361% +$38.2K
SKIL icon
1679
Skillsoft
SKIL
$83.5M
$51K ﹤0.01%
+250
New +$50.6K
WOLF icon
1680
Wolfspeed
WOLF
$1.52B
$51K ﹤0.01%
490
+23
+5% +$1.85K
AMWL icon
1681
American Well
AMWL
$231M
$50K ﹤0.01%
+100
New +$57.9K
CMC icon
1682
Commercial Metals
CMC
$8.1B
$50K ﹤0.01%
2,470
+1,233
+100% +$25.6K
MUE
1683
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$50K ﹤0.01%
3,711
-426
-10% -$5.53K
PAG icon
1684
Penske Automotive Group
PAG
$14.2B
$50K ﹤0.01%
858
+237
+38% +$13.4K
SCHX icon
1685
Schwab US Large- Cap ETF
SCHX
$74.6B
$50K ﹤0.01%
3,342
– –
APHA
1686
DELISTED
Aphria Inc. Common Shares
APHA
$50K ﹤0.01%
7,231
+3,511
+94% +$21.9K
UFS
1687
DELISTED
DOMTAR CORPORATION (New)
UFS
$50K ﹤0.01%
1,592
+1,578
+11,271% +$44.9K
API
1688
Agora
API
$386M
$49K ﹤0.01%
1,250
-1,085
-46% -$44.8K
BKR icon
1689
Baker Hughes
BKR
$63.6B
$49K ﹤0.01%
2,392
+40
+2% +$703
GF
1690
New Germany Fund
GF
$186M
$49K ﹤0.01%
2,606
– –
IAGG icon
1691
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$49K ﹤0.01%
877
– –
KNDI
1692
Kandi Technologies Group
KNDI
$63.1M
$49K ﹤0.01%
7,114
+4,944
+228% +$40.7K
TLTE icon
1693
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$346M
$49K ﹤0.01%
846
– –
VOYA icon
1694
Voya Financial
VOYA
$9.08B
$49K ﹤0.01%
850
– –
SWCH
1695
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$49K ﹤0.01%
3,000
– –
NXQ
1696
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$49K ﹤0.01%
3,126
– –
AER icon
1697
AerCap
AER
$23.5B
$48K ﹤0.01%
1,092
-228
-17% -$7.96K
PNW icon
1698
Pinnacle West Capital
PNW
$12B
$48K ﹤0.01%
610
+8
+1% +$660
AWR icon
1699
American States Water
AWR
$3.43B
$47K ﹤0.01%
606
+31
+5% +$2.37K
CC icon
1700
Chemours
CC
$2.2B
$47K ﹤0.01%
1,929
+169
+10% +$4.02K
66 67
68
69 70

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.