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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTTB icon
1626
Q32 Bio
QTTB
$472M
$94K ﹤0.01%
559
– –
CLVS
1627
DELISTED
Clovis Oncology, Inc.
CLVS
$94K ﹤0.01%
13,500
+12,674
+1,534% +$85K
SPXZ
1628
DELISTED
Morgan Creek Exos SPAC Originated ETF
SPXZ
$94K ﹤0.01%
+4,500
New +$109K
BFZ
1629
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$93K ﹤0.01%
6,490
– –
GEL icon
1630
Genesis Energy
GEL
$1.86B
$93K ﹤0.01%
10,000
-2,000
-17% -$15.2K
JNPR
1631
DELISTED
Juniper Networks
JNPR
$93K ﹤0.01%
3,730
+2,905
+352% +$71.5K
NUW icon
1632
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$93K ﹤0.01%
5,671
– –
TQQQ icon
1633
ProShares UltraPro QQQ
TQQQ
$37.2B
$93K ﹤0.01%
4,080
– –
UBS icon
1634
UBS Group
UBS
$177B
$93K ﹤0.01%
6,081
+5,080
+507% +$78.1K
CMC icon
1635
Commercial Metals
CMC
$8.12B
$92K ﹤0.01%
2,994
+524
+21% +$13K
EQT icon
1636
EQT Corp
EQT
$33.6B
$92K ﹤0.01%
4,958
+831
+20% +$14.5K
GGN
1637
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$92K ﹤0.01%
26,800
– –
GSY icon
1638
Invesco Ultra Short Duration ETF
GSY
$3.88B
$92K ﹤0.01%
1,835
-1,704
-48% -$86.1K
HEFA icon
1639
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
$92K ﹤0.01%
2,814
+2,543
+938% +$81.1K
MSA icon
1640
Mine Safety
MSA
$7.47B
$92K ﹤0.01%
617
-270
-30% -$43.5K
PULS icon
1641
PGIM Ultra Short Bond ETF
PULS
$18.4B
$92K ﹤0.01%
1,850
-1,650
-47% -$82.3K
QVCGA
1642
DELISTED
QVC Group Inc Series A
QVCGA
$92K ﹤0.01%
158
-537
-77% -$331K
NUVA
1643
DELISTED
NuVasive, Inc.
NUVA
$92K ﹤0.01%
1,412
-41
-3% -$2.46K
HZNP
1644
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$92K ﹤0.01%
1,006
-1,521
-60% -$128K
NQP
1645
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$91K ﹤0.01%
6,378
– –
NXJ
1646
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$91K ﹤0.01%
6,320
– –
PCH
1647
DELISTED
PotlatchDeltic
PCH
$91K ﹤0.01%
1,725
-94
-5% -$4.85K
SCHV
1648
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$91K ﹤0.01%
4,200
+3,954
+1,607% +$82.4K
DLB icon
1649
Dolby
DLB
$5.83B
$90K ﹤0.01%
912
+22
+2% +$2.1K
DMAY icon
1650
FT Vest US Equity Deep Buffer ETF May
DMAY
$380M
$90K ﹤0.01%
+2,750
New +$90.5K
64 65
66
67 68

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.