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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCLT icon
1601
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.84B
– –
-10,730
Closed -$769K
VRNS icon
1602
Varonis Systems
VRNS
$4.87B
– –
-14,315
Closed -$437K
VST icon
1603
Vistra
VST
$47.7B
– –
-28,411
Closed -$943K
VYX icon
1604
NCR Voyix
VYX
$1.15B
– –
-29,006
Closed -$480K
EXE
1605
Expand Energy Corp
EXE
$21.3B
– –
-43,562
Closed -$3.76M
EVBG
1606
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-18,313
Closed -$411K
LICY
1607
DELISTED
Li-Cycle Holdings Corp.
LICY
– –
-41,229
Closed -$1.17M
IBHC
1608
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
– –
-36,153
Closed -$855K
IBTD
1609
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
– –
-2,659,922
Closed -$66M
SGEN
1610
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-42,862
Closed -$9.09M
PACW
1611
DELISTED
PacWest Bancorp
PACW
– –
-209,802
Closed -$1.66M
NEWR
1612
DELISTED
New Relic, Inc.
NEWR
– –
-12,303
Closed -$1.05M
ICPT
1613
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-1,037,763
Closed -$19.2M
AVID
1614
DELISTED
Avid Technology Inc
AVID
– –
-19,752
Closed -$531K
JPS
1615
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-45,995
Closed -$284K
ATVI
1616
DELISTED
Activision Blizzard
ATVI
– –
-510,447
Closed -$47.8M
BSCN
1617
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
– –
-10,167
Closed -$216K
ENV
1618
DELISTED
ENVESTNET, INC.
ENV
– –
-21,454
Closed -$945K
61 62 63 64
65

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.