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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APPN icon
1601
Appian
APPN
$2.53B
$98K ﹤0.01%
744
-69
-8% -$12.2K
BEAM icon
1602
Beam Therapeutics
BEAM
$2.82B
$98K ﹤0.01%
1,228
– –
OPP
1603
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$192M
$98K ﹤0.01%
6,578
– –
PKB icon
1604
Invesco Building & Construction ETF
PKB
$394M
$98K ﹤0.01%
2,000
– –
REZI icon
1605
Resideo Technologies
REZI
$3.68B
$98K ﹤0.01%
3,489
-439
-11% -$11.6K
RF icon
1606
Regions Financial
RF
$26.6B
$98K ﹤0.01%
4,752
-331
-7% -$6.47K
ICF icon
1607
iShares Select U.S. REIT ETF
ICF
$2.08B
$97K ﹤0.01%
1,690
-2,016
-54% -$111K
NDACU
1608
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
$97K ﹤0.01%
+9,600
New +$97.9K
BOKF icon
1609
BOK Financial
BOKF
$8.64B
$96K ﹤0.01%
1,075
-721
-40% -$61.1K
CBSH icon
1610
Commerce Bancshares
CBSH
$8.44B
$96K ﹤0.01%
1,614
+45
+3% +$2.59K
DEW icon
1611
WisdomTree Global High Dividend Fund
DEW
$155M
$96K ﹤0.01%
2,058
+14
+0.7% +$629
EMO
1612
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.04B
$96K ﹤0.01%
5,156
-200
-4% -$3.38K
JPIN icon
1613
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
$96K ﹤0.01%
1,575
+4
+0.3% +$241
PINE
1614
Alpine Income Property Trust
PINE
$342M
$96K ﹤0.01%
+5,536
New +$93.9K
PML
1615
PIMCO Municipal Income Fund II
PML
$491M
$96K ﹤0.01%
6,500
– –
SXI icon
1616
Standex International
SXI
$4.06B
$96K ﹤0.01%
+1,005
New +$93.1K
VOYA icon
1617
Voya Financial
VOYA
$9.26B
$96K ﹤0.01%
1,513
+663
+78% +$39.8K
SRNGU
1618
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
$96K ﹤0.01%
+9,500
New +$98.9K
CDL icon
1619
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$402M
$95K ﹤0.01%
1,751
+14
+0.8% +$709
FUTY icon
1620
Fidelity MSCI Utilities Index ETF
FUTY
$2.27B
$95K ﹤0.01%
2,294
+1,541
+205% +$62.1K
AIVL icon
1621
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$94K ﹤0.01%
1,000
– –
GRFS
1622
Grifois
GRFS
$5.48B
$94K ﹤0.01%
5,486
+2,933
+115% +$50.7K
NZF icon
1623
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$94K ﹤0.01%
5,831
+3
+0.1% +$48
TILT icon
1624
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$94K ﹤0.01%
593
-525
-47% -$80.9K
VGLT icon
1625
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
$94K ﹤0.01%
1,141
+782
+218% +$69.1K
63 64
65
66 67

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.