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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXS icon
1576
AXIS Capital
AXS
$7.55B
$235K ﹤0.01%
4,805
-34
-0.7% -$1.8K
IGBH icon
1577
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$227M
$235K ﹤0.01%
10,491
-13,941
-57% -$322K
SUSC icon
1578
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$235K ﹤0.01%
10,797
+214
+2% +$4.96K
FLR icon
1579
Fluor
FLR
$7.96B
$234K ﹤0.01%
9,409
+8,812
+1,476% +$225K
INGR icon
1580
Ingredion
INGR
$6.58B
$234K ﹤0.01%
2,911
-12,777
-81% -$1.12M
BXMX
1581
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$233K ﹤0.01%
19,654
-215,941
-92% -$2.86M
CADE
1582
DELISTED
Cadence Bank
CADE
$233K ﹤0.01%
9,203
+97
+1% +$2.49K
PPBI
1583
DELISTED
Pacific Premier Bancorp
PPBI
$233K ﹤0.01%
7,543
+2,835
+60% +$92.3K
SPHD icon
1584
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$232K ﹤0.01%
5,955
+236
+4% +$10.4K
UDR icon
1585
UDR
UDR
$12.3B
$232K ﹤0.01%
5,578
+668
+14% +$30.7K
EDIT icon
1586
Editas Medicine
EDIT
$442M
$231K ﹤0.01%
18,919
+40
+0.2% +$623
EMBC icon
1587
Embecta
EMBC
$262M
$231K ﹤0.01%
8,045
+2,345
+41% +$69.4K
GBF icon
1588
iShares Government/Credit Bond ETF
GBF
$128M
$231K ﹤0.01%
2,271
+1,803
+385% +$193K
DFSV
1589
Dimensional US Small Cap Value ETF
DFSV
$8.36B
$230K ﹤0.01%
10,562
-572
-5% -$13.7K
EMGF icon
1590
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
$230K ﹤0.01%
6,004
-24,283
-80% -$1.03M
PAXS
1591
PIMCO Access Income Fund
PAXS
$674M
$230K ﹤0.01%
14,524
+155
+1% +$2.54K
AXNX
1592
DELISTED
Axonics, Inc. Common Stock
AXNX
$230K ﹤0.01%
3,268
+2,760
+543% +$190K
SWN
1593
DELISTED
Southwestern Energy Company
SWN
$230K ﹤0.01%
37,698
-84,689
-69% -$586K
DNL icon
1594
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$228K ﹤0.01%
8,311
-2,525
-23% -$79.3K
NNN icon
1595
NNN REIT
NNN
$8.99B
$228K ﹤0.01%
5,733
-92
-2% -$4.15K
BSCN
1596
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$228K ﹤0.01%
10,965
-1,125
-9% -$23.6K
FELE icon
1597
Franklin Electric
FELE
$4.84B
$227K ﹤0.01%
2,783
+249
+10% +$21.2K
IFLN
1598
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$226K ﹤0.01%
13,789
– –
RNDM
1599
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$226K ﹤0.01%
5,680
+18
+0.3% +$805
FIW icon
1600
First Trust Water ETF
FIW
$1.95B
$225K ﹤0.01%
3,140
+1
+0% +$78
62 63
64
65 66

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NAMI
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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.