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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYI icon
1576
BlackRock MuniYield Quality Fund III
MYI
$721M
$167K ﹤0.01%
11,275
+757
+7% +$11K
PLYM
1577
DELISTED
Plymouth Industrial REIT
PLYM
$167K ﹤0.01%
+8,345
New +$158K
COMS
1578
DELISTED
COMSovereign Holding Corp. Common Stock
COMS
$167K ﹤0.01%
721
– –
CLDR
1579
DELISTED
Cloudera, Inc.
CLDR
$167K ﹤0.01%
10,535
– –
RNLX
1580
DELISTED
Renalytix plc American Depositary Shares
RNLX
$166K ﹤0.01%
+5,400
New +$162K
HEFA icon
1581
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.7B
$165K ﹤0.01%
4,794
+1,980
+70% +$67.2K
MUFG icon
1582
Mitsubishi UFJ Financial
MUFG
$253B
$165K ﹤0.01%
30,621
+15,203
+99% +$84.5K
XLG icon
1583
Invesco S&P 500 Top 50 ETF
XLG
$11B
$165K ﹤0.01%
5,070
+10
+0.2% +$314
JWSM.U
1584
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$165K ﹤0.01%
16,409
+500
+3% +$5.07K
CHN
1585
DELISTED
China Fund
CHN
$164K ﹤0.01%
5,382
+169
+3% +$5K
GDRX icon
1586
GoodRx Holdings
GDRX
$1.28B
$164K ﹤0.01%
4,595
-2,297
-33% -$84.8K
JOBY icon
1587
Joby Aviation
JOBY
$8.54B
$164K ﹤0.01%
16,500
+13,400
+432% +$134K
LBTYA icon
1588
Liberty Global Class A
LBTYA
$3.63B
$164K ﹤0.01%
6,062
-207
-3% -$5.58K
SIRI icon
1589
SiriusXM
SIRI
$10B
$164K ﹤0.01%
2,510
+51
+2% +$3.2K
FNDA icon
1590
Schwab Fundamental US Small Company Index ETF
FNDA
$9.39B
$163K ﹤0.01%
6,024
+8
+0.1% +$213
GAM
1591
General American Investors Company
GAM
$1.61B
$163K ﹤0.01%
3,775
-2,641
-41% -$112K
RA
1592
Brookfield Real Assets Income Fund
RA
$708M
$163K ﹤0.01%
7,484
– –
XMLV icon
1593
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
$163K ﹤0.01%
3,054
+777
+34% +$42K
AYX
1594
DELISTED
Alteryx Inc
AYX
$163K ﹤0.01%
1,905
+65
+4% +$5.32K
OPEN icon
1595
Opendoor
OPEN
$3.42B
$162K ﹤0.01%
9,476
-12,839
-58% -$221K
CDNA icon
1596
CareDx
CDNA
$2.39B
$161K ﹤0.01%
1,767
+15
+0.9% +$1.19K
CW icon
1597
Curtiss-Wright
CW
$25.7B
$161K ﹤0.01%
1,358
+1,119
+468% +$140K
RACE icon
1598
Ferrari
RACE
$72.5B
$161K ﹤0.01%
787
+529
+205% +$110K
UTHR icon
1599
United Therapeutics
UTHR
$22.8B
$161K ﹤0.01%
899
-14
-2% -$2.67K
ILCV icon
1600
iShares Morningstar Value ETF
ILCV
$1.35B
$160K ﹤0.01%
2,479
+401
+19% +$25.7K
62 63
64
65 66

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.