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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WWE
1576
DELISTED
World Wrestling Entertainment
WWE
$68K ﹤0.01%
1,425
-297
-17% -$12.5K
LHCG
1577
DELISTED
LHC Group LLC
LHCG
$68K ﹤0.01%
321
+110
+52% +$23.4K
BBWI icon
1578
Bath & Body Works
BBWI
$3.89B
$67K ﹤0.01%
2,235
-8,706
-80% -$253K
CACI icon
1579
CACI
CACI
$14.3B
$67K ﹤0.01%
270
+185
+218% +$42.6K
CM icon
1580
Canadian Imperial Bank of Commerce
CM
$109B
$67K ﹤0.01%
1,586
-1,752
-52% -$71.4K
PCEF icon
1581
Invesco CEF Income Composite ETF
PCEF
$817M
$67K ﹤0.01%
3,013
+57
+2% +$1.21K
RING icon
1582
iShares MSCI Global Gold Miners ETF
RING
$2.45B
$67K ﹤0.01%
+2,248
New +$69.6K
TGTX icon
1583
TG Therapeutics
TGTX
$7.52B
$67K ﹤0.01%
1,300
+300
+30% +$10.1K
VHC icon
1584
VirnetX Holding Corp
VHC
$60.1M
$67K ﹤0.01%
669
– –
AGI icon
1585
Alamos Gold
AGI
$13.9B
$66K ﹤0.01%
7,553
– –
COR icon
1586
Cencora
COR
$62B
$66K ﹤0.01%
686
+22
+3% +$2.2K
CVNA icon
1587
Carvana
CVNA
$81.5B
$66K ﹤0.01%
1,385
+485
+54% +$22.2K
FEP icon
1588
First Trust Europe AlphaDEX Fund
FEP
$531M
$66K ﹤0.01%
1,741
+1,543
+779% +$55.1K
FHI icon
1589
Federated Hermes
FHI
$4.71B
$66K ﹤0.01%
+2,323
New +$61.8K
GPK icon
1590
Graphic Packaging
GPK
$3.53B
$66K ﹤0.01%
3,900
+5
+0.1% +$76
LYFT icon
1591
Lyft
LYFT
$6.55B
$66K ﹤0.01%
1,349
-372,228
-100% -$13.5M
MGNI icon
1592
Magnite
MGNI
$3.47B
$66K ﹤0.01%
+2,211
New +$33.5K
MUFG icon
1593
Mitsubishi UFJ Financial
MUFG
$251B
$66K ﹤0.01%
15,161
-309
-2% -$1.31K
TLH icon
1594
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$66K ﹤0.01%
+418
New +$67.6K
CID
1595
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$66K ﹤0.01%
2,223
-1,309
-37% -$36.4K
HII icon
1596
Huntington Ingalls Industries
HII
$13B
$65K ﹤0.01%
382
-82
-18% -$13K
WCN
1597
Waste Connections
WCN
$41.9B
$65K ﹤0.01%
638
+1
+0.2% +$103
ZYME icon
1598
Zymeworks
ZYME
$1.71B
$65K ﹤0.01%
1,387
-501
-27% -$23.3K
BPY
1599
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$65K ﹤0.01%
4,512
– –
SLRC icon
1600
SLR Investment Corp
SLRC
$708M
$64K ﹤0.01%
3,688
+1,538
+72% +$26.1K
62 63
64
65 66

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.