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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPT icon
1551
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$219K ﹤0.01%
7,610
-12,530
-62% -$372K
SLAM
1552
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$219K ﹤0.01%
+22,500
New +$218K
CHKP icon
1553
Check Point Software Technologies
CHKP
$13.1B
$217K ﹤0.01%
1,930
+436
+29% +$53.1K
EWW icon
1554
iShares MSCI Mexico ETF
EWW
$1.99B
$217K ﹤0.01%
4,500
– –
SLYV icon
1555
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$217K ﹤0.01%
2,651
– –
OCSL icon
1556
Oaktree Specialty Lending
OCSL
$1.14B
$216K ﹤0.01%
10,203
+22
+0.2% +$465
SCHF icon
1557
Schwab International Equity ETF
SCHF
$68.7B
$216K ﹤0.01%
11,226
+1,742
+18% +$34.7K
BGT icon
1558
BlackRock Floating Rate Income Trust
BGT
$325M
$215K ﹤0.01%
16,200
– –
BSCQ icon
1559
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.64B
$215K ﹤0.01%
10,077
+30
+0.3% +$647
PDT
1560
John Hancock Premium Dividend Fund
PDT
$626M
$215K ﹤0.01%
12,971
+5,803
+81% +$97.9K
PSFE icon
1561
Paysafe
PSFE
$375M
$215K ﹤0.01%
2,322
+801
+53% +$91.7K
LEGR icon
1562
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
$214K ﹤0.01%
5,083
+19
+0.4% +$812
INFO
1563
DELISTED
IHS Markit Ltd. Common Shares
INFO
$214K ﹤0.01%
1,843
-656
-26% -$77.5K
BURL icon
1564
Burlington
BURL
$23.2B
$213K ﹤0.01%
754
-3
-0.4% -$959
CADE
1565
DELISTED
Cadence Bank
CADE
$212K ﹤0.01%
7,137
+6,945
+3,617% +$194K
CHGG icon
1566
Chegg
CHGG
$102M
$212K ﹤0.01%
3,123
-132
-4% -$10.7K
UHAL icon
1567
U-Haul Holding Co
UHAL
$14.6B
$212K ﹤0.01%
3,290
– –
AXTA icon
1568
Axalta
AXTA
$8.17B
$211K ﹤0.01%
7,256
+2,073
+40% +$62K
VGLT icon
1569
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$211K ﹤0.01%
2,408
+1,262
+110% +$114K
AYX
1570
DELISTED
Alteryx Inc
AYX
$210K ﹤0.01%
2,883
+978
+51% +$73.6K
CVNA icon
1571
Carvana
CVNA
$77.9B
$209K ﹤0.01%
3,475
-15
-0.4% -$998
DECK icon
1572
Deckers Outdoor
DECK
$13.3B
$209K ﹤0.01%
3,498
-30
-0.9% -$2.06K
GNOM icon
1573
Global X Genomics & Biotechnology ETF
GNOM
$85.2M
$208K ﹤0.01%
2,359
-41
-2% -$3.84K
HBI
1574
DELISTED
Hanesbrands
HBI
$208K ﹤0.01%
12,185
-2,618
-18% -$49.1K
VOOV icon
1575
Vanguard S&P 500 Value ETF
VOOV
$6.71B
$208K ﹤0.01%
1,485
-13
-0.9% -$1.87K
61 62
63
64 65

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.