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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAP
1526
The Gap Inc
GAP
$7.37B
$279K ﹤0.01%
15,815
-116
-0.7% -$2.43K
KRNT icon
1527
Kornit Digital
KRNT
$791M
$278K ﹤0.01%
+1,830
New +$282K
RSPT icon
1528
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$278K ﹤0.01%
8,590
+980
+13% +$30.4K
VYGG
1529
DELISTED
Vy Global Growth
VYGG
$278K ﹤0.01%
+28,377
New +$280K
SPMD icon
1530
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$277K ﹤0.01%
+5,578
New +$272K
XMPT icon
1531
VanEck CEF Muni Income ETF
XMPT
$221M
$276K ﹤0.01%
9,329
+5,300
+132% +$155K
VLUE icon
1532
iShares MSCI USA Value Factor ETF
VLUE
$9.44B
$273K ﹤0.01%
2,495
+551
+28% +$58K
PFFA icon
1533
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.48B
$272K ﹤0.01%
10,833
+2,016
+23% +$50.2K
PRGO icon
1534
Perrigo
PRGO
$1.78B
$271K ﹤0.01%
6,989
+6,343
+982% +$266K
LAMR icon
1535
Lamar Advertising Co
LAMR
$16.3B
$270K ﹤0.01%
2,231
+106
+5% +$12.4K
MGP
1536
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$270K ﹤0.01%
6,619
+25
+0.4% +$977
MRCC
1537
DELISTED
Monroe Capital Corp
MRCC
$269K ﹤0.01%
23,981
-25
-0.1% -$271
SPCE icon
1538
Virgin Galactic
SPCE
$398M
$269K ﹤0.01%
1,006
-339
-25% -$122K
AGNC icon
1539
AGNC Investment
AGNC
$12.9B
$267K ﹤0.01%
17,841
+35
+0.2% +$555
PLYM
1540
DELISTED
Plymouth Industrial REIT
PLYM
$267K ﹤0.01%
8,345
-214
-3% -$5.93K
LOB icon
1541
Live Oak Bancshares
LOB
$1.97B
$266K ﹤0.01%
3,056
+29
+1% +$2.42K
BLCN
1542
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$265K ﹤0.01%
6,247
+81
+1% +$3.8K
PWZ icon
1543
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$265K ﹤0.01%
9,500
– –
CFRX
1544
DELISTED
ContraFect Corporation
CFRX
$263K ﹤0.01%
+1,250
New +$343K
AXS icon
1545
AXIS Capital
AXS
$7.55B
$261K ﹤0.01%
4,822
+471
+11% +$24.4K
FSK icon
1546
FS KKR Capital
FSK
$3.44B
$261K ﹤0.01%
12,476
+48
+0.4% +$1.04K
DAPP icon
1547
VanEck Digital Transformation ETF
DAPP
$230M
$260K ﹤0.01%
14,040
+3,624
+35% +$96.2K
TTP
1548
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$260K ﹤0.01%
11,418
+304
+3% +$7.42K
CZR icon
1549
Caesars Entertainment
CZR
$6.14B
$259K ﹤0.01%
2,774
-22,368
-89% -$2.27M
IBDO
1550
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$258K ﹤0.01%
10,089
– –
60 61
62
63 64

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.