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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVS icon
1501
Las Vegas Sands
LVS
$29.6B
$279K ﹤0.01%
7,461
-483
-6% -$18K
MTCH icon
1502
Match Group
MTCH
$8.55B
$279K ﹤0.01%
5,874
-520
-8% -$32.7K
DKNG icon
1503
DraftKings
DKNG
$11.9B
$278K ﹤0.01%
18,464
-1,548
-8% -$24.6K
SWAV
1504
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$278K ﹤0.01%
1,001
+879
+720% +$224K
LNT icon
1505
Alliant Energy
LNT
$18B
$277K ﹤0.01%
5,239
+2,507
+92% +$151K
NS
1506
DELISTED
NuStar Energy L.P.
NS
$277K ﹤0.01%
20,609
+865
+4% +$13K
JKHY icon
1507
Jack Henry & Associates
JKHY
$11.1B
$276K ﹤0.01%
1,515
-24
-2% -$4.71K
NCLH icon
1508
Norwegian Cruise Line
NCLH
$8.84B
$276K ﹤0.01%
24,331
+521
+2% +$6.86K
TWO
1509
Two Harbors Investment
TWO
$1.27B
$276K ﹤0.01%
20,855
+1,393
+7% +$27K
XRX icon
1510
Xerox
XRX
$425M
$276K ﹤0.01%
21,217
+20,886
+6,310% +$338K
DINO icon
1511
HF Sinclair
DINO
$14.5B
$275K ﹤0.01%
5,161
+321
+7% +$15.9K
CVGW
1512
DELISTED
Calavo Growers
CVGW
$273K ﹤0.01%
8,609
-7,806
-48% -$313K
HYLS icon
1513
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$273K ﹤0.01%
7,148
-491
-6% -$20K
EDR
1514
DELISTED
Endeavor Group Holdings, Inc.
EDR
$273K ﹤0.01%
13,500
– –
FNV icon
1515
Franco-Nevada
FNV
$46B
$271K ﹤0.01%
2,276
+159
+8% +$20K
KYN icon
1516
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$271K ﹤0.01%
33,486
+10,046
+43% +$89.5K
REXR icon
1517
Rexford Industrial Realty
REXR
$8.19B
$270K ﹤0.01%
5,201
-497
-9% -$30.8K
ETV
1518
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$269K ﹤0.01%
20,483
– –
SRVR icon
1519
Pacer Data & Infrastructure Real Estate ETF
SRVR
$381M
$269K ﹤0.01%
9,417
-5,404
-36% -$185K
TTP
1520
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$268K ﹤0.01%
10,738
+7
+0.1% +$197
CEF icon
1521
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$267K ﹤0.01%
17,188
-32,785
-66% -$527K
CLF icon
1522
Cleveland-Cliffs
CLF
$6.99B
$267K ﹤0.01%
19,830
-22,521
-53% -$375K
IXG icon
1523
iShares Global Financials ETF
IXG
$700M
$267K ﹤0.01%
4,364
-2,446
-36% -$164K
ASB icon
1524
Associated Banc-Corp
ASB
$5.91B
$266K ﹤0.01%
13,293
+12,318
+1,263% +$248K
HSBC icon
1525
HSBC
HSBC
$356B
$266K ﹤0.01%
10,236
+3,346
+49% +$104K
59 60
61
62 63

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.