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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWBC icon
1476
East-West Bancorp
EWBC
$18.1B
$92K ﹤0.01%
1,826
-66
-3% -$2.8K
EXR icon
1477
Extra Space Storage
EXR
$31B
$92K ﹤0.01%
802
+73
+10% +$8.31K
NQP
1478
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$92K ﹤0.01%
6,378
+532
+9% +$7.37K
PML
1479
PIMCO Municipal Income Fund II
PML
$491M
$92K ﹤0.01%
6,500
– –
TQQQ icon
1480
ProShares UltraPro QQQ
TQQQ
$37B
$92K ﹤0.01%
4,080
– –
HRC
1481
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$92K ﹤0.01%
947
+229
+32% +$21.4K
ARKF icon
1482
ARK Blockchain & Fintech Innovation ETF
ARKF
$763M
$91K ﹤0.01%
+1,841
New +$83K
ARKQ icon
1483
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$91K ﹤0.01%
+1,199
New +$79.3K
JPIN icon
1484
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
$91K ﹤0.01%
1,571
+11
+0.7% +$602
PCH
1485
DELISTED
PotlatchDeltic
PCH
$91K ﹤0.01%
1,819
+6
+0.3% +$276
LNG icon
1486
Cheniere Energy
LNG
$54.9B
$90K ﹤0.01%
1,511
-3,683
-71% -$198K
NXJ
1487
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$90K ﹤0.01%
6,320
+392
+7% +$5.45K
RGLD icon
1488
Royal Gold
RGLD
$19.8B
$90K ﹤0.01%
854
-1,003
-54% -$116K
VTN icon
1489
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$90K ﹤0.01%
+6,964
New +$86.6K
BFLY icon
1490
Butterfly Network
BFLY
$2.58B
$89K ﹤0.01%
+4,527
New +$57.9K
BYM
1491
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$89K ﹤0.01%
5,894
– –
RKT icon
1492
Rocket Companies
RKT
$39B
$89K ﹤0.01%
4,402
+4,000
+995% +$84.4K
SYF icon
1493
Synchrony
SYF
$25.4B
$89K ﹤0.01%
2,581
+17
+0.7% +$511
PAVE icon
1494
Global X US Infrastructure Development ETF
PAVE
$14.3B
$88K ﹤0.01%
+4,161
New +$80.8K
NUO
1495
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$88K ﹤0.01%
5,674
+442
+8% +$6.8K
DEW icon
1496
WisdomTree Global High Dividend Fund
DEW
$155M
$87K ﹤0.01%
2,044
-43
-2% -$1.74K
IFN
1497
Aberdeen India Fund
IFN
$504M
$87K ﹤0.01%
4,388
-1,642
-27% -$29.8K
NNN icon
1498
NNN REIT
NNN
$8.8B
$87K ﹤0.01%
2,135
+2,096
+5,374% +$79K
PLCE icon
1499
Children's Place
PLCE
$58.3M
$87K ﹤0.01%
+1,745
New +$63.5K
DLB icon
1500
Dolby
DLB
$5.82B
$86K ﹤0.01%
890
-241
-21% -$19.9K
58 59
60
61 62

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.